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SCHEDULES

SCHEDULE 15U.K. Information and Investigations: Connected Persons

Part IIU.K. Additional Rules

8U.K.A person who is, or at the relevant time was, the partner, manager, employee, agent, appointed representative, banker, auditor, actuary or solicitor ofโ€”

(a)the person under investigation (โ€œAโ€);

(b)a parent undertaking of A;

(c)a subsidiary undertaking of A;

(d)a subsidiary undertaking of a parent undertaking of A; or

(e)a parent undertaking of a subsidiary undertaking of A.