SCHEDULES

SCHEDULE 15 U.K. Information and Investigations: Connected Persons

Modifications etc. (not altering text)

C1 Sch. 15 applied (8.6.2023 for specified purposes) by The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) Order 2023 (S.I. 2023/612), art. 1(2), Sch. para. 1(t) (with art. 11)

Part II U.K. Additional Rules

8 U.K. A person who is, or at the relevant time was, the partner, manager, employee, agent, appointed representative, banker, auditor, actuary or solicitor of—

(a) the person under investigation (“A”);

(b) a parent undertaking of A;

(c) a subsidiary undertaking of A;

(d) a subsidiary undertaking of a parent undertaking of A; or

(e) a parent undertaking of a subsidiary undertaking of A.