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Financial Services and Markets Act 2000
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Changes over time for: Paragraph 20
Alternative versions:
- 24/01/2013- Amendment
- 28/11/2017- Amendment
- 27/02/2018
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Financial Services and Markets Act 2000, Paragraph 20 is up to date with all changes known to be in force on or before 25 November 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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[F120U.K.Section 344 (duty of auditor resigning to give notice) applies to an auditor to whom section 342 applies (whether by virtue of paragraph 18 or otherwise) as if—
(a)the references in that section to a recognised investment exchange were to a recognised clearing house [F2or a recognised CSD],
(b)in the case of an auditor of a recognised clearing house [F2or a recognised CSD] which is neither an authorised person nor a recognised investment exchange, the reference in the definition of “the appropriate regulator” to the FCA were a reference to the Bank,
(c)in the case of an auditor of a recognised clearing house [F2or a recognised CSD] which is a PRA-authorised person, the reference in the definition of “the appropriate regulator” to the PRA were a reference to the PRA and the Bank, and
(d)in the case, not falling within paragraph (c), of an auditor of a recognised clearing house [F2or a recognised CSD] which is an authorised person or which is a recognised investment exchange, the reference in the definition of “the appropriate regulator” to the FCA were a reference to the FCA and the Bank.]
Textual Amendments
F1Sch. 17A inserted (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 29(2), 122(3), Sch. 7 (with Sch. 20); S.I. 2013/113, art. 2(1)(b)(c), Sch. Pts. 2, 3; S.I. 2013/423, art. 3, Sch.
F2Words in Sch. 17A para. 20 inserted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), regs. 1, 2(39)(j) (with regs. 7(4), 9(1))
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