SCHEDULES

[F1 SCHEDULE 17A U.K. Further provision in relation to exercise of Part 18 functions [F2 , or other FMI functions,] by Bank of England

Textual Amendments

F1 Sch. 17A inserted (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 29(2), 122(3), Sch. 7 (with Sch. 20); S.I. 2013/113, art. 2(1)(b)(c), Sch. Pts. 2, 3; S.I. 2013/423, art. 3, Sch.

F2 Words in Sch. 17A heading inserted (1.1.2024 at 1.00 a.m. for specified purposes) by Financial Services and Markets Act 2023 (c. 29), ss. 50(5), 86(3); S.I. 2023/1382, reg. 10(f)

Part 1 U.K.Co-operation between appropriate regulators

Notification by FCA of action in relation to recognised clearing houses U.K.

7 U.K.The FCA must notify the Bank of England of any direction given by it under section 128 to a recognised clearing house [F3 or a recognised CSD] (market abuse: suspension of investigations).

Textual Amendments

F3 Words in Sch. 17A para. 7 inserted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), regs. 1, 2(39)(a) (with regs. 7(4), 9(1))

8 U.K.The FCA must notify the Bank of England of any requirement imposed by it under section 313A on a recognised clearing house (power to require suspension or removal of financial instruments from trading).]