SCHEDULES
SCHEDULE 3EEA Passport Rights
Part III Exercise of Passport Rights by UK Firms
Information to be included in the public record
F1Management companies: request for information
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(1)
Where a UK firm has applied to manage a UCITS which is established in another EEA State, the home state regulator of the UCITS may—
(a)
request further information from the F2appropriate UK regulator regarding the documents referred to in Article 20.1 of the UCITS directive, and
(b)
ask the F2appropriate UK regulator whether the type of UCITS for which the UK firm has applied to provide its services falls within the scope of the authorisation of the UK firm.
(2)
The F2appropriate UK regulator must respond to a request under sub-paragraph (1)(a) or (b) within 10 working days of the date on which the request was received.