SCHEDULES

SCHEDULE 3EEA Passport Rights

Part I Defined terms

UK firm

10

UK firm” means a person whose F1relevant office is in the UK and who has an EEA right to carry on activity in an EEA State other than the United Kingdom.

F210A

In paragraph 10, “relevant office” means—

(a)

in relation to a firm whose EEA right derives from the F3insurance distribution directive and which has a registered office, its registered office;

F4F5(aa)

in relation to a firm whose EEA right derives from the alternative investment fund managers directive, its registered office;

F5(aa)

in relation to a firm whose EEA right derives from the alternative investment fund managers directive—

(i)

if the firm’s registered office is in an EEA State, its registered office;

(ii)

if the firm’s registered office is not in an EEA State, the registered office or branch of its legal representative (as defined in Article 4(1)(u) of the alternative investment fund managers directive);

(b)

in relation to any other firm, its head office.