SCHEDULES

SCHEDULE 4 Treaty Rights

Definitions

1

F1(1)

In this Schedule—

  • F2. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

  • “Treaty firm” means a person—

    1. (a)

      whose head office is situated in an EEA State (its “home state”) other than the United Kingdom; and

    2. (b)

      which is recognised under the law of that State as its national; and

  • “home state regulator”, in relation to a Treaty firm, means the competent authority of the firm’s home state for the purpose of its home state authorisation (as to which see paragraph 3(1)(a)).

F3(2)

Section 425A (meaning of “consumers”) applies for the purposes of this Schedule.