SCHEDULES
SCHEDULE 6 Threshold Conditions
Part II Authorisation
Authorisation under Schedule 3
6
In relation to an EEA firm qualifying for authorisation under Schedule 3, the conditions set out in paragraphs 1 and 3 to 5 apply, so far as relevant, to—
(a)
an application for permission under Part IV;
(b)
exercise of the Authority’s own-initiative power under section 45 in relation to a Part IV permission.
Authorisation under Schedule 4
7
In relation to a person who qualifies for authorisation under Schedule 4, the conditions set out in paragraphs 1 and 3 to 5 apply, so far as relevant, to—
(a)
an application for an additional permission;
(b)
the exercise of the Authority’s own-initiative power under section 45 in relation to additional permission.