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Financial Services and Markets Act 2000, SCHEDULE 7 is up to date with all changes known to be in force on or before 18 August 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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Section 72(2).
1U.K.This Act applies in relation to the Authority when it is exercising functions under Part VI as the competent authority subject to the following modifications.
2In section 2—
(a)subsection (4)(a) does not apply to listing rules;
(b)subsection (4)(c) does not apply to general guidance given in relation to Part VI; and
(c)subsection (4)(d) does not apply to functions under Part VI.
3U.K.Section 8 does not apply.
4(1)Sections 149, 153, 154 and 156 do not apply.U.K.
(2)Section 155 has effect as if—
(a)the reference in subsection (2)(c) to the general duties of the Authority under section 2 were a reference to its duty under section 73; and
(b)section 99 were included in the provisions referred to in subsection (9).
5(1)Paragraph 5 of Schedule 1 has effect as if the requirement to act through the Authority’s governing body applied also to the exercise of its functions of publishing statements under section 93.U.K.
(2)Paragraph 1 of Schedule 1 has effect as if section 93 were included in the provisions referred to in sub-paragraph (2)(d).
6U.K.Paragraph 16 of Schedule 1 does not apply in relation to penalties under Part VI (for which separate provision is made by section 100).
7U.K.Paragraph 17 of Schedule 1 does not apply in relation to fees payable under Part VI (for which separate provision is made by section 99).
8U.K.Schedule 1 has effect as if—
(a)sub-paragraph (1) of paragraph 19 were omitted (similar provision being made in relation to the competent authority by section 102); and
(b)for the words from the beginning to “(a)” in sub-paragraph (3) of that paragraph, there were substituted “ Sub-paragraph (2) does not apply ”.
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