[F1PART 9BU.K.Ring-fencing

Textual Amendments

F1Pt. 9B inserted (1.3.2014 for the insertion of ss. 142A-142F, 142I, 142W-142Z1 for specified purposes, 21.4.2016 for the insertion of s. 142H) by Financial Services (Banking Reform) Act 2013 (c. 33), ss. 4(1), 148(5); S.I. 2014/377, art. 2(1)(b), Sch. Pt. 2; S.I. 2016/512, art. 2(a)

Failure of parent undertaking to comply with directionU.K.

142TProcedure and right to refer to TribunalU.K.

(1)If a regulator proposes to take action against a person under section 142S, it must give the person a warning notice.

(2)A warning notice about a proposal to impose a penalty must state the amount of the penalty.

(3)A warning notice about a proposal to publish a statement must set out the terms of the statement.

(4)If the regulator decides to take action against a person under section 142S, it must give the person a decision notice.

(5)A decision notice about the imposition of a penalty must state the amount of the penalty.

(6)A decision notice about the publication of a statement must set out the terms of the statement.

(7)If the regulator decides to take action against a person under section 142S, the person may refer the matter to the Tribunal.]