F1PART 9BRing-fencing

Failure of parent undertaking to comply with direction

142TProcedure and right to refer to Tribunal

(1)

If a regulator proposes to take action against a person under section 142S, it must give the person a warning notice.

(2)

A warning notice about a proposal to impose a penalty must state the amount of the penalty.

(3)

A warning notice about a proposal to publish a statement must set out the terms of the statement.

(4)

If the regulator decides to take action against a person under section 142S, it must give the person a decision notice.

(5)

A decision notice about the imposition of a penalty must state the amount of the penalty.

(6)

A decision notice about the publication of a statement must set out the terms of the statement.

(7)

If the regulator decides to take action against a person under section 142S, the person may refer the matter to the Tribunal.