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Financial Services and Markets Act 2000
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Changes over time for: Section 188
Version Superseded: 31/12/2020
Alternative versions:
- 25/02/2001- Amendment
- 21/03/2009- Amendment
- 01/01/2014- Amendment
- 01/08/2014
Point in time - 31/12/2020- Amendment
Status:
Point in time view as at 01/08/2014. This version of this provision has been superseded.
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Financial Services and Markets Act 2000, Section 188 is up to date with all changes known to be in force on or before 01 December 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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X1[F1188Assessment: consultation with EC competent authoritiesU.K.
This section has no associated Explanatory Notes
(1) The [F2appropriate regulator] must consult any appropriate home state regulator before making a determination under section 185 and, in doing so, must comply with such requirements as to consultation as may be prescribed.
(2)Where the [F2appropriate regulator] makes a determination under section 185, it must indicate any views or reservations received from any home state regulator it consults in accordance with subsection (1).
(3)The [F2appropriate regulator] must cooperate with any equivalent consultation [F3in relation to a UK authorised person by the home state regulator of an EEA firm].
(4)In order to comply with an obligation under subsection (1) or (3), the [F2appropriate regulator] must provide the regulator with—
(a)any relevant information that it requests; and
(b)any information that the [F2appropriate regulator] considers that it needs.]
Editorial Information
X1The substitution of ss. 178-191G for ss. 178-191 on 21.3.2009 which involves the insertion of several new headings in Pt. XII gives rise to a change in the structure of this legislation on SLD which breaks the continuity of historical versions of the existing provisions which are now brought under those new headings.
Textual Amendments
F1Ss. 178-191G and cross-headings substituted (21.3.2009) for ss. 178-191 and cross-headings by The Financial Services and Markets Act 2000 (Controllers) Regulations 2009 (S.I. 2009/534), reg. 3, Sch. 1 (with reg. 8)
F2Words in Pt. 12 substituted (1.4.2013) by Financial Services Act 2012 (c. 21), ss. 26(2), 122(3) (with Sch. 20); S.I. 2013/423, art. 3, Sch.
F3Words in s. 188(3) substituted (1.1.2014) by The Capital Requirements Regulations 2013 (S.I. 2013/3115), reg. 1(2), Sch. 2 para. 12
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