Part XIII Incoming Firms: Intervention by FCA or PRA

Supplemental

202 Contravention of requirement imposed under this Part.

(1)

Contravention of a requirement imposed by F1a regulator under this Part does not—

(a)

make a person guilty of an offence;

(b)

make any transaction void or unenforceable; or

(c)

(subject to subsection (2)) give rise to any right of action for breach of statutory duty.

(2)

In prescribed cases the contravention is actionable at the suit of a person who suffers loss as a result of the contravention, subject to the defences and other incidents applying to actions for breach of statutory duty.