C3C5C6 Part XIV Disciplinary Measures

Annotations:
Modifications etc. (not altering text)
C3

Pt. XIV (ss. 205-211) applied (1.12.2001) by 1951 c. 65, s. 57(5) (as substituted (1.12.2001) by S.I. 2001/3647, art. 5, Sch. 3 Pt. I para. 5(3))

C5

Pt. 14 applied (with modifications) (26.7.2013 for specified purposes, 1.4.2014 in so far as not already in force) by The Financial Services Act 2012 (Consumer Credit) Order 2013 (S.I. 2013/1882), arts. 1(1), 3(7)

C6

Pt. 14 applied (with modifications) (26.7.2013 for specified purposes, 1.4.2014 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No.2) Order 2013 (S.I. 2013/1881), arts. 1(2)(6), 12(10)

C1C2C4C7C8206 Financial penalties.

1

If the F2 appropriate regulator considers that an authorised person has contravened F3a relevant requirement imposed on the person, it may impose on him a penalty, in respect of the contravention, of such amount as it considers appropriate.

2

F1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3

A penalty under this section is payable to the F4regulator that imposed the penalty.