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Textual Amendments
F1Ch. 5A inserted (1.7.2011) by The Undertakings for Collective Investment in Transferable Securities Regulations 2011 (S.I. 2011/1613), reg. 2(26)
(1)An authorised person who is the management company in relation to a UCITS must report to the [F2FCA] at specified intervals of not more than 12 months about any investment in derivative instruments during the specified period to which the report relates.
(2)The report must be in the specified form and contain the specified information.
(3)The [F2FCA] must review the regularity and completeness of the information provided by each management company under subsection (1).
(4)In this section, “specified” means specified—
(a)in rules made by the [F2FCA] to implement the UCITS directive, or
(b)in any directly applicable Community regulation or decision made under the UCITS directive.]
Textual Amendments
F2Word in ss. 271-283B substituted (1.4.2013) by Financial Services Act 2012 (c. 21), s. 122(3), Sch. 18 para. 9(1)(2) (with Sch. 20); S.I. 2013/423, art. 3, Sch.