C1 Part XVIIIF5Recognised investment exchanges, clearing houses and CSDs
Pt. 18 applied in part (with modifications) (12.12.2011) by The Recognised Auction Platforms Regulations 2011 (S.I. 2011/2699), reg. 7, Sch. 2 (as amended (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 37 (with regs. 7(4), 9(1)))
Chapter I Exemption
Applications for recognition
289 Applications: supplementary.
1
At any time after receiving an application and before determining it, F1the appropriate regulator may require the applicant to provide such further information as it reasonably considers necessary to enable it to determine the application.
2
3
Different directions may be given, or requirements imposed, by F3the appropriate regulator with respect to different applications.
F44
In relation to an application under section 288(1), this section does not apply to information which can be required under Article 17 of the EMIR regulation.
F65
In relation to an application under section 288A, this section applies only in relation to information which the Bank of England may require in connection with recognition requirements which do not F7derive from any of the following—
a
the CSD Regulation;
b
any EU regulation, originally made under the CSD regulation, which is retained direct EU legislation;
c
any subordinate legislation (within the meaning of the Interpretation Act 1978) made under the CSD regulation on or after IP completion day.
Pt. 18 heading substituted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), regs. 1, 2(8) (with regs. 7(4), 9(1))