C1 Part XVIII Recognised Investment Exchanges and Clearing Houses

Annotations:
Modifications etc. (not altering text)

Chapter I Exemption

Supervision

I1295 Notification: overseas investment exchanges and overseas clearing houses.

1

At least once a year, every overseas investment exchange and overseas clearing house must provide F1the appropriate regulator with a report.

2

The report must contain a statement as to whether any events have occurred which are F4likely to affect the appropriate regulator's assessment of whether it is satisfied as to the requirements set out in section 292(3).

3

The report must also contain such information as may be specified in rules made by F3the appropriate regulator.

F24

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .