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Financial Services and Markets Act 2000

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Changes to legislation:

Financial Services and Markets Act 2000, Section 3A is up to date with all changes known to be in force on or before 10 March 2025. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations. Help about Changes to Legislation

[F13AMeaning of “regulator”U.K.
This section has no associated Explanatory Notes

(1)This section has effect for the interpretation of this Act.

(2)The FCA and the PRA are the “regulators”, and references to a regulator are to be read accordingly.

(3)Subsection (2) does not affect—

(a)the meaning of the following expressions—

  • “home state regulator”;

  • “host state regulator”;

  • “overseas regulator”; F2...

(b)the meaning of “the appropriate regulator” in Part 18 ([F3recognised investment exchanges, clearing houses and CSDs]) [F4or

( c)the meaning of “regulator” in sections 410A and 410B (fees to meet certain expenses of Treasury).]]

Textual Amendments

F1Pt. 1A substituted for Pt. 1 (24.1.2013 for specified purposes, 19.2.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 6(1), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(b)(c)(2), Sch. Pts. 2, 3, 4; S.I. 2013/423, art. 3, Sch.

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