Version Superseded: 31/05/2021
Point in time view as at 22/04/2016. This version of this provision has been superseded.
Financial Services and Markets Act 2000, Section 404C is up to date with all changes known to be in force on or before 20 April 2025. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
The following provisions—
(a)Part 14 (disciplinary measures), and
(b)so much of this Act as relates to any provision of that Part,
(which apply only in relation to authorised persons) are also to apply in relation to relevant firms which are not (or are no longer) authorised persons.]
Textual Amendments
F1Ss. 404-404G and preceding cross-heading substituted (12.10.2010) for s. 404 and preceding cross-heading by Financial Services Act 2010 (c. 28), ss. 14, 26(3); S.I. 2010/2480, art. 2
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