Part XXIX Interpretation

425 Expressions relating to authorisation elsewhere in the single market.

1

In this Act—

F1a

F15“alternative investment fund managers directive”, “F11capital requirements directive”, F10... F7“EEAAIFM”, “EEA authorisation”, “EEA firm”, “EEA right”, “EEA State”, F12“emission allowance auctioning regulation”,F2. . . , F10... F10... F10... F3 “insurance mediation directive”, “insurance mediation directive”, F5. . . F4“markets in financial instruments directive”,F9“mortgages directive”, “single market directives” F14, “Solvency 2 Directive”F6, “tied agent” and “UCITS directive” have the meaning given in Schedule 3; F13...

F8aa

“EEAUCITS” means a UCITS which is authorised pursuant to Article 5 of the UCITS directive in an EEA State other than the United Kingdom; and

b

“home state regulator”, in relation to an EEA firm, has the meaning given in Schedule 3.

2

In this Act—

a

“home state authorisation” has the meaning given in Schedule 4;

a

“Treaty firm” has the meaning given in Schedule 4; and

c

“home state regulator”, in relation to a Treaty firm, has the meaning given in Schedule 4.