There are outstanding changes not yet made by the legislation.gov.uk editorial team to Financial Services and Markets Act 2000. Any changes that have already been made by the team appear in the content and are referenced with annotations.
(1)The [F2FCA] may make rules (“Part 6 rules”) for the purposes of this Part.
(2)Provisions of Part 6 rules expressed to relate to the official list are referred to in this Part as “listing rules”.
F3(3). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
[F4(4)[F5Provisions of Part 6 rules expressed to relate to transferable securities are referred to in this Part as “prospectus rules”.]
(5)[F5In relation to prospectus rules, the purposes of this Part include the purposes of the prospectus [F6regulation]. ]]
[F7(6)Transparency rules and corporate governance rules are not listing rules F8... [F9or prospectus rules], but are Part 6 rules.]]
Textual Amendments
F1S. 73A inserted (17.3.2005) by The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2005 (S.I. 2005/381), regs. 1(3)(b), 4, Sch. 1 para. 2
F2Words in ss. 73A-84 substituted (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 16(2)(3)(a), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3; S.I. 2013/423, art. 3, Sch.
F3S. 73A(3) omitted (3.7.2016) by virtue of The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016 (S.I. 2016/680), regs. 1, 8(2)(a)
F4S. 73A(4)(5) added (1.7.2005) by The Prospectus Regulations 2005 (S.I. 2005/1433), reg. 2(1), Sch. 1 para. 1
F5S. 73A(4)(5) omitted (30.1.2024 for specified purposes) by virtue of The Public Offers and Admissions to Trading Regulations 2024 (S.I. 2024/105), reg. 2(2)(3), Sch. 3 para. 2(2) (with regs. 48-50)
F6Word in s. 73A(5) substituted (21.7.2019) by The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 (S.I. 2019/1043), regs. 1(1), 4 (with reg. 40)
F7S. 73A(6) inserted (8.11.2006) by Companies Act 2006 (c. 46), ss. 1272, 1300(1)(a), Sch. 15 para. 3
F8Words in s. 73A(6) omitted (3.7.2016) by virtue of The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016 (S.I. 2016/680), regs. 1, 8(2)(b)
F9Words in s. 73A(6) omitted (30.1.2024 for specified purposes) by virtue of The Public Offers and Admissions to Trading Regulations 2024 (S.I. 2024/105), reg. 2(2)(3), Sch. 3 para. 2(3) (with regs. 48-50)
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