C2C3Part VI Official Listing
Pt. 6 modified (31.12.2020) by The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/707), regs. 1(2), 73 (as amended by S.I. 2019/1234, regs. 1(2), 23 and with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2)))); 2020 c. 1, Sch. 5 para. 1(1)
Listing
I175 Applications for listing.
C11
Admission to the official list may be granted only on an application made to the F1FCA in such manner as may be required by listing rules.
2
No application for listing may be entertained by the F1FCA unless it is made by, or with the consent of, the issuer of the securities concerned.
3
No application for listing may be entertained by the F1FCA in respect of securities which are to be issued by a body of a prescribed kind.
4
The F1FCA may not grant an application for listing unless it is satisfied that—
a
the requirements of listing rules (so far as they apply to the application), and
b
any other requirements imposed by F1the FCA in relation to the application,
are complied with.
5
An application for listing may be refused if, for a reason relating to the issuer, the F1FCA considers that granting it would be detrimental to the interests of investors.
6
An application for listing securities which are already F2listed in a country or territory outside the United Kingdom may be refused if the issuer has failed to comply with any obligations to which he is subject as a result of that listing.
Pt. 6 (ss. 72-103) applied (with modifications) (1.12.2001) by S.I. 1995/1537, Sch. 4 (as amended (1.12.2001) by S.I. 2001/3649, arts. 1, 511)