C1C2Part VI Official Listing
Pt. 6 modified (31.12.2020) by The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/707), regs. 1(2), 73 (as amended by S.I. 2019/1234, regs. 1(2), 23 and with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2)))); 2020 c. 1, Sch. 5 para. 1(1)
F13F2Transferable securities: public offers and admission to tradingF13Contravention of prohibition relating to public offer of securities
S. 84 cross-heading substituted (30.1.2024 for specified purposes) by The Public Offers and Admissions to Trading Regulations 2024 (S.I. 2024/105), reg. 2(2)(3), Sch. 3 para. 4 (with regs. 48-50)
Ss. 84-87R and cross-headings substituted for ss. 84-87 (1.7.2005) by The Prospectus Regulations 2005 (S.I. 2005/1433), reg. 2(1), Sch. 1 para. 5
F1484F1Matters which may be dealt with by prospectus rules
1
Prospectus rules may make provision as to—
a
the required form and content of a prospectus F6...;
b
the cases in which a summary need not be included in a prospectus;
c
the languages which may be used in a prospectus F7...;
d
the determination of the persons responsible for a prospectus;
e
the manner in which applications to the F4FCA for the approval of a prospectus are to be made.
F51A
In subsection (1) “prospectus” includes any part of a prospectus, and in particular includes a summary and a supplement.
2
Prospectus rules may also make provision as to—
a
the period of validity of a prospectus;
b
the disclosure of the maximum price or of the criteria or conditions according to which the final offer price is to be determined, if that information is not contained in a prospectus;
c
the disclosure of the amount of the transferable securities which are to be offered to the public or of the criteria or conditions according to which that amount is to be determined, if that information is not contained in a prospectus;
d
the required form and content of other summary documents (including the languages which may be used in such a document);
e
the ways in which a prospectus that has been approved by the F4FCA may be made available to the public;
f
the disclosure, publication or other communication of such information as the F4FCA may reasonably stipulate;
g
the principles to be observed in relation to advertisements in connection with an offer of transferable securities to the public or admission of transferable securities to trading on a regulated market and the enforcement of those principles;
h
the suspension of trading in transferable securities where continued trading would be detrimental to the interests of investors;
F33
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4
Prospectus rules may make provision for the purpose of dealing with matters arising out of or related to any provision of the prospectus F9regulation.
F105
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F116
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7
Nothing in this section affects the F4FCA's general power to make prospectus rules.
Pt. 6 (ss. 72-103) applied (with modifications) (1.12.2001) by S.I. 1995/1537, Sch. 4 (as amended (1.12.2001) by S.I. 2001/3649, arts. 1, 511)