Modifications etc. (not altering text)
C1Pt. VI (ss. 72-103) applied (with modifications) (1.12.2001) by S.I. 1995/1537, Sch. 4 (as amended (1.12.2001) by S.I. 2001/3649, arts. 1, 511)
Valid from 01/07/2005
Textual Amendments
F1 Ss. 84-87R and cross-headings substituted for ss. 84-87 (1.7.2005) by The Prospectus Regulations 2005 (S.I. 2005/1433), reg. 2(1), Sch. 1 para. 5
(1)The competent authority must establish and maintain, in accordance with this section and prospectus rules, a register of investors for the purposes of section 86.
(2)An individual may not be entered in the register unless—
(a)he is resident in the United Kingdom; and
(b)he meets at least two of the criteria mentioned in Article 2.2 of the prospectus directive.
(3)A company may not be entered in the register unless—
(a)it falls within the meaning of “small and medium-sized enterprises” in Article 2.1 of the prospectus directive; and
(b)its registered office is in the United Kingdom.
(4)A person who does not fall within subsection (2) or (3) may not be entered in the register.]