C1Part VI Official Listing
F1Transparency obligations
Ss. 89A-89G and cross-heading inserted (8.11.2006) by Companies Act 2006 (c. 46), ss. 1266(1), 1300(1)(a) (with s. 1266(2))
89CProvision of information by issuers of transferable securities
1
Transparency rules may make provision requiring the issuer of transferable securities, in circumstances specified in the rules—
a
to make public information to which this section applies, or
b
to notify to the F2FCA information to which this section applies,
or to do both.
2
In the case of every issuer, this section applies to—
a
information required by Article 4 of the transparency obligations directive;
b
information relating to the rights attached to the transferable securities, including information about the terms and conditions of those securities which could indirectly affect those rights; and
c
information about new loan issues and about any guarantee or security in connection with any such issue.
3
In the case of an issuer of debt securities, this section also applies to information required by Article 5 of the transparency obligations directive.
4
In the case of an issuer of shares, this section also applies to—
a
information required by Article 5 of the transparency obligations directive;
b
information required by Article 6 of that directive;
c
voteholder information—
i
notified to the issuer, or
ii
relating to the proportion of voting rights held by the issuer in respect of shares in the issuer;
d
information relating to the issuer's capital; and
e
information relating to the total number of voting rights in respect of shares or shares of a particular class.
Pt. 6 (ss. 72-103) applied (with modifications) (1.12.2001) by S.I. 1995/1537, Sch. 4 (as amended (1.12.2001) by S.I. 2001/3649, arts. 1, 511)