Part VI Official Listing
Penalties
92 Procedure.
(1)
If the F1FCA proposes to take action against a person under section 91, it must give him a warning notice.
(2)
A warning notice about a proposal to impose a penalty must state the amount of the proposed penalty.
(3)
A warning notice about a proposal to publish a statement must set out the terms of the proposed statement.
(4)
If the F1FCA decides to take action against a person under section 91, it must give him a decision notice.
(5)
A decision notice about the imposition of a penalty must state the amount of the penalty.
(6)
A decision notice about the publication of a statement must set out the terms of the statement.
(7)
If the F1FCA decides to take action against a person under section 91, he may refer the matter to the Tribunal.