Modifications etc. (not altering text)
C1Pt. 6 (ss. 72-103) applied (with modifications) (1.12.2001) by S.I. 1995/1537, Sch. 4 (as amended (1.12.2001) by S.I. 2001/3649, arts. 1, 511)
(1)If the [F1FCA] proposes to take action against a person under section 91, it must give him a warning notice.
(2)A warning notice about a proposal to impose a penalty must state the amount of the proposed penalty.
(3)A warning notice about a proposal to publish a statement must set out the terms of the proposed statement.
(4)If the [F1FCA] decides to take action against a person under section 91, it must give him a decision notice.
(5)A decision notice about the imposition of a penalty must state the amount of the penalty.
(6)A decision notice about the publication of a statement must set out the terms of the statement.
(7)If the [F1FCA] decides to take action against a person under section 91, he may refer the matter to the Tribunal.
Textual Amendments
F1Words in ss. 89A-97 substituted (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 16(2)(3)(g), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3; S.I. 2013/423, art. 3, Sch.
Modifications etc. (not altering text)
C2S. 92(1)(3)(4)(6)(7) applied (with modifications) (1.12.2001) by S.I. 2001/2957, arts. 1, 11(3), 12, 13; S.I. 2001/3538, art. 2(1)