Part 9Pension income

Chapter 8Approved personal pension schemes

Unauthorised personal pension payments

601Unauthorised personal pension payments

1

This section applies to any unauthorised personal pension payment.

2

In this section “personal pension payment” means a payment which—

a

is made out of funds which are or have been held for the purposes of a personal pension scheme (“the paying scheme”), and

b

is made to or for the benefit of an individual who has made personal pension arrangements in accordance with the paying scheme (“the individual’s arrangements”).

3

For the purposes of this section a personal pension payment is unauthorised if any of conditions A, B and C are met.

4

Condition A is that—

a

the paying scheme and the individual’s arrangements are both approved at the time the payment is made, but

b

the payment is not expressly authorised by the rules of the paying scheme.

5

Condition B is that—

a

the paying scheme is not approved at the time the payment is made, and

b

at the time the scheme was last approved, the payment would not have been expressly authorised under the scheme’s rules.

6

Condition C is that—

a

the individual’s arrangements are not approved at the time the payment is made, and

b

at the time the arrangements were last approved, the payment would not have been expressly authorised under the arrangements.

7

In this section “payment” includes—

a

a transfer of assets, and

b

any other transfer of money’s worth.