Part 4Pension schemes etc

Chapter 5Registered pension schemes: tax charges

Annual allowance charge

F1228ZATapered reduction of annual allowance: high-income individual

F2F3(1)

If the individual is a high-income individual for the tax year, the amount of the annual allowance for the tax year in the case of the individual is the amount specified for the tax year by or under section 228 reduced (but not below F4£10,000) by—

( AI £ 240,000 ) × 1 2

where AI is the individual's adjusted income for the tax year.

(2)

If the amount of the reduction under subsection (1) would otherwise not be a multiple of £1, it is to be rounded down to the nearest amount which is a multiple of £1.

(3)

The individual is a “high-income individual” for the tax year if—

(a)

the individual's adjusted income for the tax year is more than F5£260,000 and

(b)

the individual's threshold income for the tax year is more than the amount given by F6F7£260,000 minus the amount specified for the tax year by or under section 228.

(4)

The individual's “adjusted income” for the tax year is—

(a)

the individual's net income for the year (see Step 2 of the calculation in section 23 of ITA 2007), plus

(b)

the amount of any relief under section 193(4) or 194(1) deducted at that Step, plus

(c)

the amount of any deductions made from employment income of the individual for the year—

(i)

under section 193(2), or

(ii)

under Chapter 2 of Part 5 of ITEPA 2003 in accordance with paragraph 51(2) of Schedule 36, plus

(d)

an amount equal to—

(i)

the total pension input amount calculated in accordance with section 229(1), less

(ii)

the amount of any contributions paid by or on behalf of the individual during the year under registered pension schemes of which the individual is a member, less

F8(e)

the amount of any lump sum death benefit which is subject to the charge to tax on pension income under Part 9 of ITEPA 2003 (pension income) in the tax year.

(5)

The individual's “threshold income” for the tax year is—

(a)

the individual's net income for the year (see Step 2 of the calculation in section 23 of ITA 2007), plus

(b)

any amount by which what would otherwise be general earnings or specific employment income of the individual for the year has been reduced by relevant salary sacrifice arrangements or relevant flexible remuneration arrangements, less

(c)

the amount (before any deduction under section 192(1)) of any contribution paid in the year in respect of which the individual is entitled to be given relief under section 192 (relief at source), less

F9(d)

the amount of any lump sum death benefit which is subject to the charge to tax on pension income under Part 9 of ITEPA 2003 (pension income) in the tax year.

(6)

In subsection (5)—

relevant salary sacrifice arrangements” means arrangements—

(a)

under which the individual gives up the right to receive general earnings or specific employment income in return for the making of relevant pension provision, and

(b)

which are made on or after 9 July 2015 (and whether before or after the start of the employment concerned), and

relevant flexible remuneration arrangements” means arrangements—

(a)

under which the individual and an employer of the individual agree that relevant pension provision is to be made rather than the individual receive some description of employment income, and

(b)

which are made on or after 9 July 2015 (and whether before or after the start of the employment concerned).

(7)

In subsection (6) “relevant pension provision” means the payment of contributions (or additional contributions) to a pension scheme in respect of the individual or otherwise (by an employer of the individual or any other person) to secure an increase in the amount of the benefits to which the individual or any person who is a dependant of, or is connected with, the individual is actually or prospectively entitled under a pension scheme.

(8)

In subsection (7) “increase” includes increase from nil.

(9)

Section 993 of ITA 2007 (meaning of “connected” persons) applies for the purposes of subsection (7).