SCHEDULES

SCHEDULE 2The reserved regulatory functions

Part 4Functions under this Act

I121

The power to make or extend a restraining order under section 20.

I222

The power to make an order under section 20(10) permitting payments out of an account that is subject to a restraining order.

I323

The power to make a repatriation order under section 21.

I424

The power to make a freezing order under section 23.

I525

The power to make an order under section 25(3) extending the period for which a freezing order has effect.

I626

The power to make an order under section 26 validating action taken in contravention of a freezing order.

I727

The power to make an order under section 28 directing that specified steps are taken.

I828

The power to make an order under section 30 giving a direction where a freezing order ceases to have effect.

I929

The power to make an order under section 31(3) directing the notification of members.

I1030

The power to issue a contribution notice under section 38.

I1131

The power to issue a direction under section 41(4) to the trustees or managers of an occupational pension scheme.

I1232

The power to issue a revised contribution notice under section 41(9).

I1333

The power to issue a financial support direction under section 43.

I1434

The power to issue a contribution notice under section 47.

I1535

The power to issue a direction under section 50(4) to the trustees or managers of an occupational pension scheme.

I1636

The power to issue a revised contribution notice under section 50(9).

I1737

The power to make a restoration order under section 52.

I1838

The power to issue a contribution notice under section 55.

I1939

The power to issue a notice under section 71 requiring a report to be provided to the Regulator.

I2040

The power to make a direction under section 76(8) extending the retention period for documents taken into possession under section 75.

I2141

The power to make a direction under section 78(10) extending the retention period for documents taken into possession under that section.

I2242

The power to make an order under section 231 modifying a scheme, giving directions or imposing a schedule of contributions.

I2343

The power to issue a ring-fencing notice under section 292.

I2444

The power to vary or revoke under section 101—

a

a determination made by the Determinations Panel whether to exercise one of the other functions listed in this Schedule, or

b

an order, notice or direction made, issued or given in the exercise of one of those functions—

i

by the Panel, or

ii

by the Regulator in compliance with a direction of the Tribunal under section 103.