SCHEDULES

SCHEDULE 2The reserved regulatory functions

Part 4Functions under this Act

21

The power to make or extend a restraining order under section 20.

22

The power to make an order under section 20(10) permitting payments out of an account that is subject to a restraining order.

23

The power to make a repatriation order under section 21.

24

The power to make a freezing order under section 23.

25

The power to make an order under section 25(3) extending the period for which a freezing order has effect.

26

The power to make an order under section 26 validating action taken in contravention of a freezing order.

27

The power to make an order under section 28 directing that specified steps are taken.

28

The power to make an order under section 30 giving a direction where a freezing order ceases to have effect.

29

The power to make an order under section 31(3) directing the notification of members.

30

The power to issue a contribution notice under section 38.

F130A

The power to issue a direction under section 39A(6) to any person.

31

The power to issue a direction under section 41(4) to the trustees or managers of an occupational pension scheme.

32

The power to issue a revised contribution notice under section 41(9).

33

The power to issue a financial support direction under section 43.

F233A

The power to issue a direction under section 43A(3) to any person.

34

The power to issue a contribution notice under section 47.

35

The power to issue a direction under section 50(4) to the trustees or managers of an occupational pension scheme.

36

The power to issue a revised contribution notice under section 50(9).

37

The power to make a restoration order under section 52.

38

The power to issue a contribution notice under section 55.

39

The power to issue a notice under section 71 requiring a report to be provided to the Regulator.

40

The power to make a direction under section 76(8) extending the retention period for documents taken into possession under section 75.

41

The power to make a direction under section 78(10) extending the retention period for documents taken into possession under that section.

42

The power to make an order under section 231 modifying a scheme, giving directions or imposing a schedule of contributions.

43

The power to issue a ring-fencing notice under section 292.

44

The power to vary or revoke under section 101—

(a)

a determination made by the Determinations Panel whether to exercise one of the other functions listed in this Schedule, or

(b)

an order, notice or direction made, issued or given in the exercise of one of those functions—

(i)

by the Panel, or

(ii)

by the Regulator in compliance with a direction of the Tribunal under section 103.