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Part 2U.K.The Board of the Pension Protection Fund

Modifications etc. (not altering text)

C4Pt. 2 applied in part (24.7.2014) by The Pensions Act 2011 (Transitional, Consequential and Supplementary Provisions) Regulations 2014 (S.I. 2014/1711), regs. 1(1), 42(1), 53, 57 (with regs. 6, 41, 44(1), 47(1), 69(2), 72(1), 76(1)); coming into force immediately after s. 29 of 2011 c. 19 - see S.I. 2014/1683, art. 2

Chapter 6U.K.Reviews, appeals and maladministration

Modifications etc. (not altering text)

C5Pt. 2 modified in part (9.3.2005 for specified purposes, 1.4.2005 for specified purposes, 6.4.2005 in so far as not already in force (except ch. 4)) by The Pension Protection Fund (Multi-employer Schemes) (Modification) Regulations 2005 (S.I. 2005/441), regs. 1, 2-60, 71, 72

C6Pt. 2 modified (8.3.2005 for specified purposes, 6.4.2005 in so far as not already in force) by The Pension Protection Fund (Partially Guaranteed Schemes) (Modification) Regulations 2005 (S.I. 2005/277), regs. 1(1), 2-11

C7Pt. 2 applied in part (with modifications) (20.7.2005 for specified purposes, 1.9.2005 for specified purposes, 5.12.2005 for specified purposes) by The Financial Assistance Scheme Regulations 2005 (S.I. 2005/1986), regs. 1(1), 4, Sch. 1

References to the PPF OmbudsmanE+W+S

213Reference of reviewable matter to the PPF OmbudsmanE+W+S

(1)Regulations must make provision—

(a)for a reviewable matter to be referred to the PPF Ombudsman following a reconsideration decision under regulations made under subsection (1)(b) or by virtue of subsection (3)(b) of section 207 in respect of the matter, and

(b)for the PPF Ombudsman—

(i)to investigate and determine what (if any) is the appropriate action for the Board to take in relation to the matter, and

(ii)to remit the matter to the Board with directions for the purpose of giving effect to his determination.

(2)Regulations under subsection (1) must make provision about the making of references to the PPF Ombudsman, including provision—

(a)about the descriptions of persons who may make them,

(b)about the manner of making such references, including the times by which they are to be made, and

(c)for prescribed persons to be notified of—

(i)references made under the regulations, and

(ii)determinations and directions given under the regulations.

(3)Regulations under subsection (1) must—

(a)require the PPF Ombudsman to conduct an oral hearing in relation to any reviewable matter referred to him under the regulations or to dispose of the matter on the basis of written representations,

(b)enable the PPF Ombudsman to consider evidence relating to the matter which was not available to the Board or the Reconsideration Committee, and

(c)make other provision about the procedure for conducting investigations, and reaching and giving determinations, under the regulations, including the times by which determinations are to be given.

(4)The provision that may be made by virtue of subsection (3)(c) includes provision—

(a)conferring rights on prescribed persons—

(i)to make representations to the PPF Ombudsman in relation to a reviewable matter referred to him by virtue of this section,

(ii)to be heard or represented at any oral hearing by the PPF Ombudsman in relation to such a matter,

(b)about the consideration of evidence by the PPF Ombudsman, including—

(i)production of documents,

(ii)oral hearings,

(iii)expert evidence,

(iv)attendance of witnesses,

(c)conferring rights on prescribed persons to continue a reference made by a person who has died or is otherwise unable to act for himself,

(d)as to the costs or expenses of prescribed persons,

(e)conferring rights on prescribed persons to apply for a stay (or in Scotland, for a sist) in relation to prescribed legal proceedings which begin after the reference is made and conferring power on the relevant court to make an order staying (or sisting) the proceedings if it is satisfied of prescribed matters, and

(f)for securing that any determination or direction of the PPF Ombudsman under the regulations is binding on prescribed persons.

(5)Regulations under subsection (1) may include provision—

(a)conferring power on the PPF Ombudsman to direct the Board to pay such compensation as he considers appropriate to such persons as he may direct,

(b)conferring power on the Board to make such payments,

(c)conferring power on the PPF Ombudsman to direct that—

(i)any determinations, directions or other decisions which are made by the Board in accordance with any determination or direction given by him, or

(ii)any variations, revocations or substitutions of its determinations, directions or other decisions which are made by the Board in accordance with any determination or direction given by him,

are to be treated as if they were made at such time (which may be a time prior to his determination or direction) as he considers appropriate,

(d)conferring power on the PPF Ombudsman to direct that any notice varied, substituted, issued or given by the Board in accordance with any determination or direction given by him is to be treated—

(i)as if it were issued or given at such time (which may be a time prior to his determination or direction) as he considers appropriate;

(ii)as if it became binding for the purposes of this Part at the time at which he gives his determination or direction or at such later time as he considers appropriate,

(e)prescribing the circumstances in which any determination or other act of the Board in accordance with any determination or direction given by the PPF Ombudsman, is not to be treated as being a reviewable matter for the purposes of this Chapter, and

(f)conferring such other powers on the Board as may be required when a matter is remitted to it (including such powers as the Board may have on making a review decision or a reconsideration decision under regulations made under section 207(1)).

Modifications etc. (not altering text)

Commencement Information

I1S. 213(1)-(3)(4)(a)-(d)(f)(5)(a)-(d)(f) in force for specified purposes at 1.7.2005 and in force for remaining purposes at 21.7.2005 by S.I. 2005/1720, art. 2(4); S.I. 2005/2024