SCHEDULES

SCHEDULE 15Transparency obligations and related matters: minor and consequential amendments

Part 2Amendments of the Companies (Audit, Investigations and Community Enterprise) Act 2004

14

(1)

Section 14 (supervision of periodic accounts and reports of issuers of listed securities) is amended as follows.

(2)

In subsection (2)(a)—

(a)

for “listed” substitute “ transferable ”;

(b)

for “listing” substitute “ Part 6 ”.

(3)

In subsection (3)(a)—

(a)

for “listed” substitute “ transferable ”;

(b)

for “listing” substitute “ Part 6 ”.

(4)

In subsection (7)(b) for “listed” substitute “ transferable ”.

(5)

In subsection (12)—

(a)

for “ “listed securities” and “listing rules” have” substitute “ “Part 6 rules” has ”;

(b)

for the definition of “issuer” substitute—

““issuer” has the meaning given by section 102A(6) of that Act;”;

(c)

in the definition of “periodic” for “listing” substitute “ Part 6 ”;

(d)

at the end add—

““transferable securities” has the meaning given by section 102A(3) of that Act.”.