SCHEDULES
SCHEDULE 15Transparency obligations and related matters: minor and consequential amendments
Part 2Amendments of the Companies (Audit, Investigations and Community Enterprise) Act 2004
14
1
Section 14 (supervision of periodic accounts and reports of issuers of listed securities) is amended as follows.
2
In subsection (2)(a)—
a
for “listed” substitute “
transferable
”
;
b
for “listing” substitute “
Part 6
”
.
3
In subsection (3)(a)—
a
for “listed” substitute “
transferable
”
;
b
for “listing” substitute “
Part 6
”
.
4
In subsection (7)(b) for “listed” substitute “
transferable
”
.
5
In subsection (12)—
a
for “ “listed securities” and “listing rules” have” substitute “
“Part 6 rules” has
”
;
b
for the definition of “issuer” substitute—
“issuer” has the meaning given by section 102A(6) of that Act;
c
in the definition of “periodic” for “listing” substitute “
Part 6
”
;
d
at the end add—
“transferable securities” has the meaning given by section 102A(3) of that Act.