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SCHEDULES

SCHEDULE 11E+WLicensing rules

Part 3 E+WPractice requirements

Compliance with regulatory arrangements etcE+W

17(1)Licensing rules must include the following provision.E+W

(2)A licensed body must at all times have suitable arrangements in place to ensure that—

(a)it, and its managers and employees, comply with the duties imposed by section 176, and

(b)it, and any person to whom sub-paragraph (3) applies, maintain the professional principles set out in section 1(3).

(3)This sub-paragraph applies to any manager or employee of the licensed body who is an authorised person in relation to an activity which is a reserved legal activity.

(4)A licensed body must at all times have suitable arrangements in place to ensure that non-authorised persons subject to the duty imposed by section 90 in relation to the licensed body comply with that duty.

(5)Licensing rules may make provision as to the arrangements which are suitable for the purposes of rules made under sub-paragraphs (2) and (4).

Commencement Information

I1Sch. 11 para. 17 in force at 2.8.2010 by S.I. 2010/1118, art. 2(c)