SCHEDULES
SCHEDULE 3Exempt persons
4Probate activities
1
This paragraph applies to determine whether a person is an exempt person for the purpose of carrying on any activity which constitutes probate activities (subject to paragraph 7).
2
The person (“E”) is an exempt person if—
a
E is an individual,
b
E provides the probate activities at the direction and under the supervision of another individual (“P”),
c
when E does so, P and E are connected, and
d
P is entitled to carry on the activity, otherwise than by virtue of sub-paragraph (4).
3
For the purposes of sub-paragraph (2), P and E are connected if—
a
P is E’s employer,
b
P is a fellow employee of E,
c
P is a manager or employee of a body which is an authorised person in relation to the activity, and E is also a manager or employee of that body.
4
The person is exempt if the person is an individual who carries on the activity otherwise than for, or in expectation of, any fee, gain or reward.