Part 5Alternative business structures
Regulation of licensed bodies
I198Referral of employees etc to appropriate regulator
1
The relevant licensing authority may refer to an appropriate regulator any matter relating to the conduct of—
a
an employee or manager of a licensed body;
b
a person designated as a licensed body's Head of Legal Practice or Head of Finance and Administration.
2
The licensing authority may also refer any matter relating to the conduct of such a person to the Board.
3
Appropriate regulators are—
a
if the person is an authorised person in relation to a reserved legal activity, any relevant approved regulator in relation to that person, and
b
if the person carries on non-reserved activities, any person who exercises regulatory functions in relation to the carrying on of such activities by the person.