Legal Services Act 2007
2007 CHAPTER 29
Commentary on Sections
Part 5: Alternative Business Structures
Background
Section 98: Referral of employees etc to appropriate regulator
260.This section allows licensing authorities to refer the conduct of licensed bodies’ employees, managers, HoLPs and HOFAs to appropriate regulators – any relevant approved regulators for authorised persons, and any other regulator for persons who are not. The licensing authority may also refer such conduct matters to the Board.
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