Part 1Pension scheme membership for jobholders
Chapter 3Safeguards: employment and pre-employment
Prohibited recruitment conduct
51Compliance notices
1
The Regulator may issue a compliance notice to an employer if the Regulator is of the opinion that the employer has contravened section 50.
2
A compliance notice is a notice directing the employer to take, or refrain from taking, the steps specified in the notice in order to—
a
remedy the contravention, or
b
prevent the contravention being repeated.
3
A compliance notice may, in particular—
a
state the period within which any step must be taken or must cease to be taken;
b
require the employer to provide within a specified period specified information relating to the contravention;
c
require the employer to inform the Regulator, within a specified period, how the employer has complied or is complying with the notice;
d
state that, if the employer fails to comply with the requirements of the notice, the Regulator may issue a penalty notice under section 52.
4
A compliance notice must specify the contravention to which the notice relates.