Modifications etc. (not altering text)
C1Pt. 1 restricted (7.1.2010) by Banking Act 2009 (Exclusion of Insurers) Order 2010 (S.I. 2010/35), arts. 1, 2
(1)In this Part “securities” includes anything falling within any of the following classes.
(2)Class 1: shares and stock.
(3)Class 2: debentures, including—
(a)debenture stock,
(b)loan stock,
(c)bonds,
(d)certificates of deposit, and
(e)any other instrument creating or acknowledging a debt.
(4)Class 3: warrants or other instruments that entitle the holder to acquire anything in Class 1 or 2.
(5)Class 4: rights which—
(a)are granted by a deposit-taker, and
(b)form part of the deposit-taker's own funds for the purposes of section 1 of Chapter 2 of Title V of Directive 2006/48/EC (on the taking up and pursuit of the business of credit institutions) [F1as last amended by Directive 2009/111/ EC of the European Parliament and of the Council]
Textual Amendments
F1Words in s. 14(5)(b) inserted (31.12.2010) by The Capital Requirements (Amendment) Regulations 2010 (S.I. 2010/2628), reg. 1, Sch. 1 para. 4
Commencement Information
I1S. 14 in force at 21.2.2009 by S.I. 2009/296, art. 3, Sch. para. 1