http://www.legislation.gov.uk/ukpga/2010/38/part/1/chapter/3/crossheading/information-for-treasury/2015-04-01Terrorist Asset-Freezing etc. Act 2010An Act to make provision for imposing financial restrictions on, and in relation to, certain persons believed or suspected to be, or to have been, involved in terrorist activities; to amend Schedule 7 to the Counter-Terrorism Act 2008; and for connected purposes.texttext/xmlenStatute Law Database2021-09-03Expert Participation2015-04-01 Part 1 Terrorist Asset-FreezingCHAPTER 3Information<Emphasis>Information for Treasury</Emphasis>Reporting obligations of relevant institutions191A relevant institution must inform the Treasury as soon as practicable if—ait knows, or has reasonable cause to suspect, that a person—iis a designated person, oriihas committed an offence under any provision of Chapter 2 (prohibitions in relation to designated persons), andbthe information or other matter on which the knowledge or suspicion is based came to it in the course of carrying on its business.2Where a relevant institution informs the Treasury under subsection (1), it must state—athe information or other matter on which the knowledge or suspicion is based, andbany information it holds about the person by which the person can be identified.3Subsection (4) applies if—aa relevant institution informs the Treasury under subsection (1) that it knows, or has reasonable cause to suspect, that a person is a designated person, andbthat person is a customer of the institution.4The relevant institution must also state the nature and amount or quantity of any funds or economic resources held by it for the customer at the time when it first had the knowledge or suspicion.5A relevant institution that fails to comply with any requirement of subsection (1), (2) or (4) commits an offence.Powers to request information201The Treasury may request a designated person to provide information concerning—afunds or economic resources owned, held or controlled by or on behalf of the designated person, orbany disposal of such funds or economic resources.2The Treasury may request a designated person to provide such information as the Treasury may reasonably require about expenditure—aby or on behalf of the designated person, orbfor the benefit of the designated person.3The power in subsection (1) or (2) is exercisable only where the Treasury believe that it is necessary for the purpose of monitoring compliance with or detecting evasion of this Part.4The Treasury may request a person acting under a licence granted under section 17 to provide information concerning—afunds or economic resources dealt with under the licence, orbfunds, economic resources or financial services made available under the licence.5The Treasury may request any person in or resident in the United Kingdom to provide such information as the Treasury may reasonably require for the purpose of—aestablishing for the purposes of this Part—ithe nature and amount or quantity of any funds or economic resources owned, held or controlled by or on behalf of a designated person,iithe nature and amount or quantity of any funds, economic resources or financial services made available directly or indirectly to, or for the benefit of, a designated person, oriiithe nature of any financial transactions entered into by a designated person,bmonitoring compliance with or detecting evasion of this Part, orcobtaining evidence of the commission of an offence under this Part.6The Treasury may specify the manner in which, and the period within which, information is to be provided.7If no such period is specified, the information which has been requested must be provided within a reasonable time.8A request may include a continuing obligation to keep the Treasury informed as circumstances change, or on such regular basis as the Treasury may specify.9Information requested under this section may relate to any period of time during which a person is, or was, a designated person.10Information requested under subsection (1)(b), (2) or (5)(a)(iii) may relate to any period of time before a person became a designated person (as well as, or instead of, any subsequent period of time).Production of documents211A request under section 20 may include a request to produce specified documents or documents of a specified description.2Where the Treasury request that documents be produced, they may—atake copies of or extracts from any document so produced,brequest any person producing a document to give an explanation of it, andcwhere that person is a body corporate, partnership or unincorporated body other than a partnership, request any person who is—iin the case of a partnership, a present or past partner or employee of the partnership,iiin any other case, a present or past officer or employee of the body concerned,to give such an explanation.3Where the Treasury request a designated person or a person acting under a licence granted under section 17 to produce documents, that person must—atake reasonable steps to obtain the documents (if not already in the person's possession or control);bkeep the documents under the person's possession or control (except for the purpose of providing them to the Treasury or as the Treasury may otherwise permit).Failure to comply with request for information221A person commits an offence who—awithout reasonable excuse refuses or fails within the time and in the manner specified (or, if no time has been specified, within a reasonable time) to comply with any request made under this Chapter,bknowingly or recklessly gives any information, or produces any document, which is false in a material particular in response to such a request,cwith intent to evade the provisions of this Chapter, destroys, mutilates, defaces, conceals or removes any document, ordotherwise intentionally obstructs the Treasury in the exercise of their powers under this Chapter.2Where a person is convicted of an offence under this section, the court may make an order requiring that person, within such period as may be specified in the order, to comply with the request.Pt. 1 extended (Isle of Man) (with modifications) (17.3.2011) by The Terrorist Asset-Freezing etc. Act 2010 (Isle of Man) Order 2011 (S.I. 2011/749), arts. 1, 2, Schs.Pt. 1 extended (with modifications) (31.3.2011) by The Terrorist Asset-Freezing etc. Act 2010 (Overseas Territories) Order 2011 (S.I. 2011/750), arts. 1, 2, 3, Schs. 1-3 (as amended by S.I. 2013/534, reg. 1, Sch. para. 12(4))Pt. 1 extended (Guernsey) (with modifications) (8.4.2011, with effect in accordance with art. 4 of the commencing S.I.) by The Terrorist Asset-Freezing etc. Act 2010 (Guernsey) Order 2011 (S.I. 2011/1082), arts. 1(2), 3, 4, Schs.Pt. 1 amendment to earlier affecting provision SI 2011/750 art. 2 3 Sch. 1-3 (1.4.2013) by The Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Consequential, Transitional and Saving Provisions) Regulations 2013 (S.I. 2013/534), reg. 1, Sch. para. 12(4)
This XML file does not appear to have any style information associated with it. The document tree is shown below.
<Legislation xmlns="http://www.legislation.gov.uk/namespaces/legislation" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38" NumberOfProvisions="69" RestrictEndDate="2015-04-12" xml:lang="en" xsi:schemaLocation="http://www.legislation.gov.uk/namespaces/legislation http://www.legislation.gov.uk/schema/legislation.xsd" SchemaVersion="1.0" RestrictStartDate="2015-04-01" RestrictExtent="E+W+S+N.I.">
<ukm:Metadata xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" xmlns:atom="http://www.w3.org/2005/Atom" xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata">
<dc:identifier>http://www.legislation.gov.uk/ukpga/2010/38/part/1/chapter/3/crossheading/information-for-treasury/2015-04-01</dc:identifier>
<dc:title>Terrorist Asset-Freezing etc. Act 2010</dc:title>
<dc:description>An Act to make provision for imposing financial restrictions on, and in relation to, certain persons believed or suspected to be, or to have been, involved in terrorist activities; to amend Schedule 7 to the Counter-Terrorism Act 2008; and for connected purposes.</dc:description>
<dc:type>text</dc:type>
<dc:format>text/xml</dc:format>
<dc:language>en</dc:language>
<dc:publisher>Statute Law Database</dc:publisher>
<dc:modified>2021-09-03</dc:modified>
<dc:contributor>Expert Participation</dc:contributor>
<dct:valid>2015-04-01</dct:valid>
<atom:link rel="self" href="http://www.legislation.gov.uk/ukpga/2010/38/part/1/chapter/3/crossheading/information-for-treasury/2015-04-01/data.xml" type="application/xml"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/resources" href="http://www.legislation.gov.uk/ukpga/2010/38/resources" title="More Resources"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/notes" href="http://www.legislation.gov.uk/id/ukpga/2010/38/part/1/chapter/3/crossheading/information-for-treasury/notes" title="Explanatory Notes"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/notes/toc" href="http://www.legislation.gov.uk/ukpga/2010/38/notes/contents" title="Explanatory Notes Table of Contents"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/act" href="http://www.legislation.gov.uk/ukpga/2010/38/2015-04-01" title="whole act"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/introduction" href="http://www.legislation.gov.uk/ukpga/2010/38/introduction/2015-04-01" title="introduction"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/body" href="http://www.legislation.gov.uk/ukpga/2010/38/body/2015-04-01" title="body"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/schedules" href="http://www.legislation.gov.uk/ukpga/2010/38/schedules/2015-04-01" title="schedules"/>
<atom:link rel="alternate" type="application/rdf+xml" href="http://www.legislation.gov.uk/ukpga/2010/38/part/1/chapter/3/crossheading/information-for-treasury/2015-04-01/data.rdf" title="RDF/XML"/>
<atom:link rel="alternate" type="application/akn+xml" href="http://www.legislation.gov.uk/ukpga/2010/38/part/1/chapter/3/crossheading/information-for-treasury/2015-04-01/data.akn" title="AKN"/>
<atom:link rel="alternate" type="application/xhtml+xml" href="http://www.legislation.gov.uk/ukpga/2010/38/part/1/chapter/3/crossheading/information-for-treasury/2015-04-01/data.xht" title="HTML snippet"/>
<atom:link rel="alternate" type="text/html" href="http://www.legislation.gov.uk/ukpga/2010/38/part/1/chapter/3/crossheading/information-for-treasury/2015-04-01/data.htm" title="Website (XHTML) Default View"/>
<atom:link rel="alternate" type="text/csv" href="http://www.legislation.gov.uk/ukpga/2010/38/part/1/chapter/3/crossheading/information-for-treasury/2015-04-01/data.csv" title="CSV"/>
<atom:link rel="alternate" type="application/pdf" href="http://www.legislation.gov.uk/ukpga/2010/38/part/1/chapter/3/crossheading/information-for-treasury/2015-04-01/data.pdf" title="PDF"/>
<atom:link rel="alternate" type="application/akn+xhtml" href="http://www.legislation.gov.uk/ukpga/2010/38/part/1/chapter/3/crossheading/information-for-treasury/2015-04-01/data.html" title="HTML5 snippet"/>
<atom:link rel="http://purl.org/dc/terms/tableOfContents" hreflang="en" href="http://www.legislation.gov.uk/ukpga/2010/38/contents/2015-04-01" title="Table of Contents"/>
<atom:link rel="http://purl.org/dc/terms/isReplacedBy" href="http://www.legislation.gov.uk/ukpga/2010/38/part/1/chapter/3/crossheading/information-for-treasury/2010-12-17" title="2010-12-17"/>
<atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2010/38/part/1/chapter/3/crossheading/information-for-treasury/enacted" title="enacted"/>
<atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2010/38/part/1/chapter/3/crossheading/information-for-treasury/2010-12-17" title="2010-12-17"/>
<atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2010/38/part/1/chapter/3/crossheading/information-for-treasury/2020-12-31" title="2020-12-31"/>
<atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2010/38/part/1/chapter/3/crossheading/information-for-treasury" title="current"/>
<atom:link rel="up" href="http://www.legislation.gov.uk/ukpga/2010/38/part/1/chapter/3/2015-04-01" title="Part 1 Chapter 3"/>
<atom:link rel="prev" href="http://www.legislation.gov.uk/ukpga/2010/38/part/1/chapter/2/crossheading/circumventing-prohibitions-etc/2015-04-01" title="Crossheading; Part 1 Chapter 2 Crossheading; Circumventing prohibitions etc."/>
<atom:link rel="prevInForce" href="http://www.legislation.gov.uk/ukpga/2010/38/part/1/chapter/2/crossheading/circumventing-prohibitions-etc/2015-04-01" title="Crossheading; Part 1 Chapter 2 Crossheading; Circumventing prohibitions etc."/>
<atom:link rel="next" href="http://www.legislation.gov.uk/ukpga/2010/38/part/1/chapter/3/crossheading/disclosure-of-information-by-treasury/2015-04-01" title="Crossheading; Part 1 Chapter 3 Crossheading; Disclosure of information by Treasury"/>
<atom:link rel="nextInForce" href="http://www.legislation.gov.uk/ukpga/2010/38/part/1/chapter/3/crossheading/disclosure-of-information-by-treasury/2015-04-01" title="Crossheading; Part 1 Chapter 3 Crossheading; Disclosure of information by Treasury"/>
<ukm:PrimaryMetadata>
<ukm:DocumentClassification>
<ukm:DocumentCategory Value="primary"/>
<ukm:DocumentMainType Value="UnitedKingdomPublicGeneralAct"/>
<ukm:DocumentStatus Value="revised"/>
</ukm:DocumentClassification>
<ukm:Year Value="2010"/>
<ukm:Number Value="38"/>
<ukm:EnactmentDate Date="2010-12-16"/>
<ukm:ISBN Value="9780105438106"/>
</ukm:PrimaryMetadata>
<ukm:Notes>
<ukm:Note IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/notes"/>
<ukm:Alternatives>
<ukm:Alternative URI="http://www.legislation.gov.uk/ukpga/2010/38/pdfs/ukpgaen_20100038_en.pdf" Date="2010-12-24" Title="Explanatory Note" Size="120304"/>
</ukm:Alternatives>
</ukm:Notes>
<ukm:Alternatives>
<ukm:Alternative URI="http://www.legislation.gov.uk/ukpga/2010/38/pdfs/ukpga_20100038_en.pdf" Date="2010-12-17" Size="324516"/>
</ukm:Alternatives>
<ukm:Statistics>
<ukm:TotalParagraphs Value="73"/>
<ukm:BodyParagraphs Value="58"/>
<ukm:ScheduleParagraphs Value="15"/>
<ukm:AttachmentParagraphs Value="0"/>
<ukm:TotalImages Value="0"/>
</ukm:Statistics>
</ukm:Metadata>
<Primary>
<Body DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/body/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/body" NumberOfProvisions="58" RestrictStartDate="2015-04-01" RestrictEndDate="2015-04-12">
<Part DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/part/1/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/part/1" NumberOfProvisions="47" RestrictEndDate="2015-04-12" id="part-1" RestrictStartDate="2015-04-01" RestrictExtent="E+W+S+N.I.">
<Number>
<CommentaryRef Ref="key-76b467757a616e39b7c679274ddac967"/>
<CommentaryRef Ref="key-13803316c38caa3220e7cb3ddb921eb1"/>
<CommentaryRef Ref="key-7e4f83f11af283b9bffa1e0195ebccfb"/>
<CommentaryRef Ref="key-3bf4aa7336ffa240594c4d067177828e"/>
<Strong>Part 1</Strong>
</Number>
<Title>Terrorist Asset-Freezing</Title>
<Chapter DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/part/1/chapter/3/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/part/1/chapter/3" NumberOfProvisions="7" RestrictEndDate="2015-04-01" id="part-1-chapter-3" RestrictStartDate="2015-04-01" RestrictExtent="E+W+S+N.I.">
<Number>CHAPTER 3</Number>
<Title>Information</Title>
<Pblock DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/part/1/chapter/3/crossheading/information-for-treasury/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/part/1/chapter/3/crossheading/information-for-treasury" NumberOfProvisions="4" RestrictEndDate="2010-12-17" RestrictStartDate="2010-12-17" id="part-1-chapter-3-crossheading-information-for-treasury" RestrictExtent="E+W+S+N.I.">
<Title>
<Emphasis>Information for Treasury</Emphasis>
</Title>
<P1group RestrictEndDate="2020-12-31" RestrictStartDate="2010-12-17" RestrictExtent="E+W+S+N.I.">
<Title>Reporting obligations of relevant institutions</Title>
<P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/19/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/19" id="section-19">
<Pnumber PuncAfter="">19</Pnumber>
<P1para>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/19/1/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/19/1" id="section-19-1">
<Pnumber>1</Pnumber>
<P2para>
<Text>A relevant institution must inform the Treasury as soon as practicable if—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/19/1/a/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/19/1/a" id="section-19-1-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>it knows, or has reasonable cause to suspect, that a person—</Text>
<P4 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/19/1/a/i/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/19/1/a/i" id="section-19-1-a-i">
<Pnumber>i</Pnumber>
<P4para>
<Text>is a designated person, or</Text>
</P4para>
</P4>
<P4 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/19/1/a/ii/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/19/1/a/ii" id="section-19-1-a-ii">
<Pnumber>ii</Pnumber>
<P4para>
<Text>has committed an offence under any provision of Chapter 2 (prohibitions in relation to designated persons), and</Text>
</P4para>
</P4>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/19/1/b/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/19/1/b" id="section-19-1-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>the information or other matter on which the knowledge or suspicion is based came to it in the course of carrying on its business.</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/19/2/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/19/2" id="section-19-2">
<Pnumber>2</Pnumber>
<P2para>
<Text>Where a relevant institution informs the Treasury under subsection (1), it must state—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/19/2/a/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/19/2/a" id="section-19-2-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>the information or other matter on which the knowledge or suspicion is based, and</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/19/2/b/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/19/2/b" id="section-19-2-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>any information it holds about the person by which the person can be identified.</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/19/3/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/19/3" id="section-19-3">
<Pnumber>3</Pnumber>
<P2para>
<Text>Subsection (4) applies if—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/19/3/a/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/19/3/a" id="section-19-3-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>a relevant institution informs the Treasury under subsection (1) that it knows, or has reasonable cause to suspect, that a person is a designated person, and</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/19/3/b/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/19/3/b" id="section-19-3-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>that person is a customer of the institution.</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/19/4/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/19/4" id="section-19-4">
<Pnumber>4</Pnumber>
<P2para>
<Text>The relevant institution must also state the nature and amount or quantity of any funds or economic resources held by it for the customer at the time when it first had the knowledge or suspicion.</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/19/5/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/19/5" id="section-19-5">
<Pnumber>5</Pnumber>
<P2para>
<Text>A relevant institution that fails to comply with any requirement of subsection (1), (2) or (4) commits an offence.</Text>
</P2para>
</P2>
</P1para>
</P1>
</P1group>
<P1group RestrictEndDate="2020-12-31" RestrictStartDate="2010-12-17" RestrictExtent="E+W+S+N.I.">
<Title>Powers to request information</Title>
<P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/20/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/20" id="section-20">
<Pnumber PuncAfter="">20</Pnumber>
<P1para>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/20/1/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/20/1" id="section-20-1">
<Pnumber>1</Pnumber>
<P2para>
<Text>The Treasury may request a designated person to provide information concerning—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/20/1/a/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/20/1/a" id="section-20-1-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>funds or economic resources owned, held or controlled by or on behalf of the designated person, or</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/20/1/b/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/20/1/b" id="section-20-1-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>any disposal of such funds or economic resources.</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/20/2/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/20/2" id="section-20-2">
<Pnumber>2</Pnumber>
<P2para>
<Text>The Treasury may request a designated person to provide such information as the Treasury may reasonably require about expenditure—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/20/2/a/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/20/2/a" id="section-20-2-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>by or on behalf of the designated person, or</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/20/2/b/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/20/2/b" id="section-20-2-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>for the benefit of the designated person.</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/20/3/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/20/3" id="section-20-3">
<Pnumber>3</Pnumber>
<P2para>
<Text>The power in subsection (1) or (2) is exercisable only where the Treasury believe that it is necessary for the purpose of monitoring compliance with or detecting evasion of this Part.</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/20/4/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/20/4" id="section-20-4">
<Pnumber>4</Pnumber>
<P2para>
<Text>The Treasury may request a person acting under a licence granted under section 17 to provide information concerning—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/20/4/a/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/20/4/a" id="section-20-4-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>funds or economic resources dealt with under the licence, or</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/20/4/b/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/20/4/b" id="section-20-4-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>funds, economic resources or financial services made available under the licence.</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/20/5/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/20/5" id="section-20-5">
<Pnumber>5</Pnumber>
<P2para>
<Text>The Treasury may request any person in or resident in the United Kingdom to provide such information as the Treasury may reasonably require for the purpose of—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/20/5/a/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/20/5/a" id="section-20-5-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>establishing for the purposes of this Part—</Text>
<P4 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/20/5/a/i/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/20/5/a/i" id="section-20-5-a-i">
<Pnumber>i</Pnumber>
<P4para>
<Text>the nature and amount or quantity of any funds or economic resources owned, held or controlled by or on behalf of a designated person,</Text>
</P4para>
</P4>
<P4 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/20/5/a/ii/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/20/5/a/ii" id="section-20-5-a-ii">
<Pnumber>ii</Pnumber>
<P4para>
<Text>the nature and amount or quantity of any funds, economic resources or financial services made available directly or indirectly to, or for the benefit of, a designated person, or</Text>
</P4para>
</P4>
<P4 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/20/5/a/iii/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/20/5/a/iii" id="section-20-5-a-iii">
<Pnumber>iii</Pnumber>
<P4para>
<Text>the nature of any financial transactions entered into by a designated person,</Text>
</P4para>
</P4>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/20/5/b/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/20/5/b" id="section-20-5-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>monitoring compliance with or detecting evasion of this Part, or</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/20/5/c/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/20/5/c" id="section-20-5-c">
<Pnumber>c</Pnumber>
<P3para>
<Text>obtaining evidence of the commission of an offence under this Part.</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/20/6/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/20/6" id="section-20-6">
<Pnumber>6</Pnumber>
<P2para>
<Text>The Treasury may specify the manner in which, and the period within which, information is to be provided.</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/20/7/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/20/7" id="section-20-7">
<Pnumber>7</Pnumber>
<P2para>
<Text>If no such period is specified, the information which has been requested must be provided within a reasonable time.</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/20/8/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/20/8" id="section-20-8">
<Pnumber>8</Pnumber>
<P2para>
<Text>A request may include a continuing obligation to keep the Treasury informed as circumstances change, or on such regular basis as the Treasury may specify.</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/20/9/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/20/9" id="section-20-9">
<Pnumber>9</Pnumber>
<P2para>
<Text>Information requested under this section may relate to any period of time during which a person is, or was, a designated person.</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/20/10/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/20/10" id="section-20-10">
<Pnumber>10</Pnumber>
<P2para>
<Text>Information requested under subsection (1)(b), (2) or (5)(a)(iii) may relate to any period of time before a person became a designated person (as well as, or instead of, any subsequent period of time).</Text>
</P2para>
</P2>
</P1para>
</P1>
</P1group>
<P1group RestrictEndDate="2020-12-31" RestrictStartDate="2010-12-17" RestrictExtent="E+W+S+N.I.">
<Title>Production of documents</Title>
<P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/21/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/21" id="section-21">
<Pnumber PuncAfter="">21</Pnumber>
<P1para>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/21/1/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/21/1" id="section-21-1">
<Pnumber>1</Pnumber>
<P2para>
<Text>A request under section 20 may include a request to produce specified documents or documents of a specified description.</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/21/2/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/21/2" id="section-21-2">
<Pnumber>2</Pnumber>
<P2para>
<Text>Where the Treasury request that documents be produced, they may—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/21/2/a/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/21/2/a" id="section-21-2-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>take copies of or extracts from any document so produced,</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/21/2/b/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/21/2/b" id="section-21-2-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>request any person producing a document to give an explanation of it, and</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/21/2/c/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/21/2/c" id="section-21-2-c">
<Pnumber>c</Pnumber>
<P3para>
<Text>where that person is a body corporate, partnership or unincorporated body other than a partnership, request any person who is—</Text>
<P4 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/21/2/c/i/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/21/2/c/i" id="section-21-2-c-i">
<Pnumber>i</Pnumber>
<P4para>
<Text>in the case of a partnership, a present or past partner or employee of the partnership,</Text>
</P4para>
</P4>
<P4 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/21/2/c/ii/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/21/2/c/ii" id="section-21-2-c-ii">
<Pnumber>ii</Pnumber>
<P4para>
<Text>in any other case, a present or past officer or employee of the body concerned,</Text>
</P4para>
</P4>
<Text>to give such an explanation.</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/21/3/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/21/3" id="section-21-3">
<Pnumber>3</Pnumber>
<P2para>
<Text>Where the Treasury request a designated person or a person acting under a licence granted under section 17 to produce documents, that person must—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/21/3/a/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/21/3/a" id="section-21-3-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>take reasonable steps to obtain the documents (if not already in the person's possession or control);</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/21/3/b/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/21/3/b" id="section-21-3-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>keep the documents under the person's possession or control (except for the purpose of providing them to the Treasury or as the Treasury may otherwise permit).</Text>
</P3para>
</P3>
</P2para>
</P2>
</P1para>
</P1>
</P1group>
<P1group RestrictEndDate="2020-12-31" RestrictStartDate="2010-12-17" RestrictExtent="E+W+S+N.I.">
<Title>Failure to comply with request for information</Title>
<P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/22/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/22" id="section-22">
<Pnumber PuncAfter="">22</Pnumber>
<P1para>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/22/1/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/22/1" id="section-22-1">
<Pnumber>1</Pnumber>
<P2para>
<Text>A person commits an offence who—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/22/1/a/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/22/1/a" id="section-22-1-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>without reasonable excuse refuses or fails within the time and in the manner specified (or, if no time has been specified, within a reasonable time) to comply with any request made under this Chapter,</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/22/1/b/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/22/1/b" id="section-22-1-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>knowingly or recklessly gives any information, or produces any document, which is false in a material particular in response to such a request,</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/22/1/c/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/22/1/c" id="section-22-1-c">
<Pnumber>c</Pnumber>
<P3para>
<Text>with intent to evade the provisions of this Chapter, destroys, mutilates, defaces, conceals or removes any document, or</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/22/1/d/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/22/1/d" id="section-22-1-d">
<Pnumber>d</Pnumber>
<P3para>
<Text>otherwise intentionally obstructs the Treasury in the exercise of their powers under this Chapter.</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2010/38/section/22/2/2015-04-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2010/38/section/22/2" id="section-22-2">
<Pnumber>2</Pnumber>
<P2para>
<Text>Where a person is convicted of an offence under this section, the court may make an order requiring that person, within such period as may be specified in the order, to comply with the request.</Text>
</P2para>
</P2>
</P1para>
</P1>
</P1group>
</Pblock>
</Chapter>
</Part>
</Body>
</Primary>
<Commentaries>
<Commentary id="key-76b467757a616e39b7c679274ddac967" Type="C">
<Para>
<Text>
Pt. 1 extended (Isle of Man) (with modifications) (17.3.2011) by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2011/749" id="cx1qbm0f1-00008" Class="UnitedKingdomStatutoryInstrument" Year="2011" Number="749" Title="The Terrorist Asset-Freezing etc. Act 2010 (Isle of Man) Order 2011">The Terrorist Asset-Freezing etc. Act 2010 (Isle of Man) Order 2011 (S.I. 2011/749)</Citation>
,
<CitationSubRef id="cx1qbm0f1-00009" CitationRef="cx1qbm0f1-00008" URI="http://www.legislation.gov.uk/id/uksi/2011/749/article/1" SectionRef="article-1">arts. 1</CitationSubRef>
,
<CitationSubRef id="cx1qbm0f1-00010" CitationRef="cx1qbm0f1-00008" URI="http://www.legislation.gov.uk/id/uksi/2011/749/article/2" SectionRef="article-2">2</CitationSubRef>
,
<CitationSubRef id="cx1qbm0f1-00011" CitationRef="cx1qbm0f1-00008" URI="http://www.legislation.gov.uk/id/uksi/2011/749/schedule" SectionRef="schedule" Operative="true">Schs.</CitationSubRef>
</Text>
</Para>
</Commentary>
<Commentary id="key-13803316c38caa3220e7cb3ddb921eb1" Type="C">
<Para>
<Text>
Pt. 1 extended (with modifications) (31.3.2011) by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2011/750" id="cx1qihgc1-00009" Class="UnitedKingdomStatutoryInstrument" Year="2011" Number="750" Title="The Terrorist Asset-Freezing etc. Act 2010 (Overseas Territories) Order 2011">The Terrorist Asset-Freezing etc. Act 2010 (Overseas Territories) Order 2011 (S.I. 2011/750)</Citation>
,
<CitationSubRef id="cx1qihgc1-00010" CitationRef="cx1qihgc1-00009" URI="http://www.legislation.gov.uk/id/uksi/2011/750/article/00/1" SectionRef="article-00-1">arts. 1</CitationSubRef>
,
<CitationSubRef id="cx1qihgc1-00011" CitationRef="cx1qihgc1-00009" URI="http://www.legislation.gov.uk/id/uksi/2011/750/article/2" SectionRef="article-2">2</CitationSubRef>
,
<CitationSubRef id="cx1qihgc1-00012" CitationRef="cx1qihgc1-00009" URI="http://www.legislation.gov.uk/id/uksi/2011/750/article/3" SectionRef="article-3">3</CitationSubRef>
,
<CitationSubRef id="cx1qihgc1-00013" CitationRef="cx1qihgc1-00009" URI="http://www.legislation.gov.uk/id/uksi/2011/750/schedule/1" UpTo="http://www.legislation.gov.uk/id/uksi/2011/750/schedule/3" StartSectionRef="schedule-1" EndSectionRef="schedule-3" Operative="true">Schs. 1-3 (as amended by S.I. 2013/534, reg. 1, Sch. para. 12(4))</CitationSubRef>
</Text>
</Para>
</Commentary>
<Commentary id="key-7e4f83f11af283b9bffa1e0195ebccfb" Type="C">
<Para>
<Text>
Pt. 1 extended (Guernsey) (with modifications) (8.4.2011, with effect in accordance with art. 4 of the commencing S.I.) by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2011/1082" id="cx1qj1xn1-00009" Class="UnitedKingdomStatutoryInstrument" Year="2011" Number="1082" Title="The Terrorist Asset-Freezing etc. Act 2010 (Guernsey) Order 2011">The Terrorist Asset-Freezing etc. Act 2010 (Guernsey) Order 2011 (S.I. 2011/1082)</Citation>
,
<CitationSubRef id="cx1qj1xn1-00010" CitationRef="cx1qj1xn1-00009" URI="http://www.legislation.gov.uk/id/uksi/2011/1082/article/1/2" SectionRef="article-1-2">arts. 1(2)</CitationSubRef>
,
<CitationSubRef id="cx1qj1xn1-00011" CitationRef="cx1qj1xn1-00009" URI="http://www.legislation.gov.uk/id/uksi/2011/1082/article/3" SectionRef="article-3">3</CitationSubRef>
,
<CitationSubRef id="cx1qj1xn1-00012" CitationRef="cx1qj1xn1-00009" URI="http://www.legislation.gov.uk/id/uksi/2011/1082/article/4" SectionRef="article-4">4</CitationSubRef>
,
<CitationSubRef id="cx1qj1xn1-00013" CitationRef="cx1qj1xn1-00009" URI="http://www.legislation.gov.uk/id/uksi/2011/1082/schedule" SectionRef="schedule" Operative="true">Schs.</CitationSubRef>
</Text>
</Para>
</Commentary>
<Commentary id="key-3bf4aa7336ffa240594c4d067177828e" Type="C">
<Para>
<Text>
<CitationSubRef SectionRef="part-1" URI="http://www.legislation.gov.uk/id/ukpga/2010/38/part/1" id="cx1qkgqy1-00058">Pt. 1</CitationSubRef>
amendment to earlier affecting provision SI 2011/750 art. 2 3 Sch. 1-3 (1.4.2013) by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2013/534" Class="UnitedKingdomStatutoryInstrument" Year="2013" Number="534" Title="The Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Consequential, Transitional and Saving Provisions) Regulations 2013" id="cx1qkgqy1-00059">The Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Consequential, Transitional and Saving Provisions) Regulations 2013 (S.I. 2013/534)</Citation>
,
<CitationSubRef SectionRef="regulation-1" URI="http://www.legislation.gov.uk/id/uksi/2013/534/regulation/1" CitationRef="cx1qkgqy1-00059" id="cx1qkgqy1-00060">reg. 1</CitationSubRef>
,
<CitationSubRef SectionRef="schedule-paragraph-12-4" URI="http://www.legislation.gov.uk/id/uksi/2013/534/schedule/paragraph/12/4" CitationRef="cx1qkgqy1-00059" Operative="true" id="cx1qkgqy1-00061">Sch. para. 12(4)</CitationSubRef>
</Text>
</Para>
</Commentary>
</Commentaries>
</Legislation>