Part 14Change in company ownership

Chapter 7Meaning of “change in the ownership of a company”

Disregard of change in ownership

F1724ADisregard of change in parent company

(1)

Where a new company (“N”) acquires all the issued share capital of another company (“C”), the resulting ownership change is disregarded for the purposes of Chapters 2 to 6 if, immediately after that acquisition (“the acquisition”), N—

(a)

possesses all of the voting power in C,

(b)

is beneficially entitled to 100% of any profits available for distribution to equity holders of C,

(c)

would be beneficially entitled to 100% of any assets of C available for distribution to its equity holders in the event of a winding up of C or in any other circumstances, and

(d)

meets the continuity requirements.

(2)

The resulting ownership change” means the change in the ownership of C by reason of Condition A in section 719 being met in relation to the acquisition.

(3)

A company is “new” if, before the acquisition, it has neither—

(a)

issued any shares other than subscriber shares, nor

(b)

begun to carry on any trade or business.

(4)

N meets the continuity requirements if, and only if—

(a)

the consideration for the acquisition consists only of the issue of shares in N to the shareholders of C,

(b)

immediately after the acquisition, each person who immediately before the acquisition was a shareholder of C is a shareholder of N,

(c)

immediately after the acquisition, the shares in N are of the same classes as were the shares in C immediately before the acquisition,

(d)

immediately after the acquisition, the number of shares of any particular class in N bears to all the shares in N the same proportion, or as nearly as may be the same proportion, as the number of shares of that class in C bore to all the shares in C immediately before the acquisition, and

(e)

immediately after the acquisition, the proportion of shares of any particular class in N held by any particular shareholder is the same, or as nearly as may be the same, as the proportion of shares of that class in C held by that shareholder immediately before the acquisition.

(5)

For the purposes of this section, N is treated as acquiring all the issued share capital of C for consideration consisting only of the issue of shares in N to the shareholders of C if, as a result of a scheme of reconstruction involving the cancellation of all shares in C and the issue of shares in N—

(a)

N holds all the issued share capital of C by reason of that share capital being issued to N by C, and

(b)

only shares in N are issued to the persons who were shareholders of C immediately before the shares in C were cancelled.

(6)

In a case within subsection (5), subsection (4) applies as if any reference to immediately before the acquisition were a reference to immediately before the shares in C were cancelled.

(7)

Scheme of reconstruction” means a scheme carried out in pursuance of a compromise or arrangement—

(a)

to which Part 26 of the Companies Act 2006 (arrangements and reconstructions) applies, or

(b)

under any corresponding provision of the law of a country or territory outside the United Kingdom.

(8)

Chapter 6 of Part 5 (equity holders and profits or assets available for distribution) applies for the purposes of subsection (1)(b) and (c) as it applies for the purposes of section 151(4).