SCHEDULES

SCHEDULE 19The bank levy

Part 4Chargeable equity and liabilities

F1Designated FPE entities: non-UK allocated equity and liabilities etc

Annotations:
Amendments (Textual)

F1Sch. 19 paras. 15-15Z5 and cross-headings substituted for Sch. 19 paras. 15-23 (with effect in accordance with Sch. 9 para. 35 of the amending Act) by Finance Act 2018 (c. 3), Sch. 9 para. 2

15Z1

Take Steps 1 to 4 to determine the non-UK allocated equity and liabilities attributable to a foreign permanent establishment of a designated FPE entity as at the end of the chargeable period.

Take Step 5 to determine the UK-based equity and liabilities, or (in a case to which paragraph 15K or 15L applies) the adjusted equity and liabilities, of a designated FPE entity as at the end of the chargeable period.

Take Steps 6 and 7 to determine how much of the designated FPE entity’s equity and liabilities is to be treated as long term equity and liabilities and how much as short term liabilities for the purposes of the determination at Step 3 in paragraph 6(2).

  • Step 1

    In accordance with paragraph 15G(2), determine the amount (“A”) of the assets of the designated FPE entity as at the end of the chargeable period (subject to any adjustment under paragraph 15Z4(1)).

  • Step 2

    In accordance with paragraph 15Z2, determine the amount (“B”) of the assets, as at the end of the chargeable period, of the foreign permanent establishment (subject to any adjustment under paragraph 15Z4(2)).

    The proportion which B is of A is “X%”.

  • Step 3

    Determine the amount (“C”) that would, if an election under paragraph 15D or 15E had not been made, be the amount of the UK-based equity and liabilities (or the adjusted equity and liabilities) of the entity, by—

    1. (a)

      determining the amount of the equity and liabilities of the entity, as at the end of the chargeable period, under paragraph 15G(2), and

    2. (b)

      adjusting that amount in accordance with paragraph 15N.

  • Step 4

    The amount of the non-UK allocated equity and liabilities attributable to the foreign permanent establishment is X% of C.

  • Step 5

    To determine the amount (“Z”) of the UK-based equity and liabilities, or (in a case to which paragraph 15K or 15L applies) the adjusted equity and liabilities, of the designated FPE entity—

    1. (a)

      determine, in accordance with Steps 1 to 4, the amount of the non-UK allocated equity and liabilities attributable to each of the entity’s foreign permanent establishments in respect of which an election has been made under paragraph 15D or 15E, and

    2. (b)

      reduce C by the total of those amounts.

  • Step 6

    Determine the proportion (“Y%”) of C which is long term equity and liabilities.

  • Step 7

    For the purposes of Step 3 in paragraph 6(2) treat Y% of Z as long term equity and liabilities and the rest as short term liabilities.

15Z2

(1)

This paragraph applies for the purposes of Step 2 in paragraph 15Z1.

(2)

The assets of the foreign permanent establishment are those which it would have were it a distinct and separate enterprise which—

(a)

engaged in the same or similar activities under the same or similar conditions, and

(b)

dealt wholly independently with the designated FPE entity.

(3)

For the purposes of paragraph 15Z1 and this paragraph, any relevant provisions of Chapter 3A of Part 2 of CTA 2009 (UK resident companies: profits of foreign permanent establishments) are to be applied as they would be applied in determining profits attributable to the foreign permanent establishment for corporation tax purposes.

(4)

But in determining the non-UK allocated equity and liabilities attributable to a foreign permanent establishment of a designated FPE entity which is a member of the relevant group, any assets within sub-paragraph (5) are to be left out.

(5)

The assets within this sub-paragraph are any assets of the foreign permanent establishment (as otherwise determined under this paragraph) representing an excluded loan relationship.

(6)

A loan relationship is “excluded” if—

(a)

the designated FPE entity mentioned in sub-paragraph (4) is the creditor,

(b)

the debtor (“D”) is a UK resident bank, a building society or a relevant foreign bank—

(i)

which is a member of the relevant group, and

(ii)

whose activities include the relevant regulated activity described in the provision mentioned in paragraph 79(a),

(c)

the money which is the subject of the transaction giving rise to D’s debt is money borrowed by the designated FPE entity mentioned in sub-paragraph (4) from another entity, and

(d)

in borrowing that money the designated FPE entity was acting as the agent or intermediary of D.

(7)

Section 302(1) of CTA 2009 (definition of “loan relationship”) applies for the purposes of sub-paragraphs (5) and (6) as it applies for corporation tax purposes.