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SCHEDULES

SCHEDULE 12U.K.Amendments of Parts 11 and 23 of FSMA 2000

Valid from 01/04/2013

PART 2 U.K.Part 23 of FSMA 2000: public record, disclosure of information and co-operation

16(1)Section 347 (record of authorised persons) is amended as follows.U.K.

(2)In subsections (1) to (6), for “Authority”, in each place, substitute “ FCA ”.

(3)Omit subsection (1)(f).

(4)In subsection (2), in paragraph (e)—

(a)omit “or recognised clearing house,”, and

(b)omit “or clearing house”.

(5)In subsection (8), for “Authority” substitute “ FCA or the PRA ”.