SCHEDULES
SCHEDULE 12Amendments of Parts 11 and 23 of FSMA 2000
PART 2Part 23 of FSMA 2000: public record, disclosure of information and co-operation
I118
1
Section 348 (restrictions on disclosure of information) is amended as follows.
2
In subsection (2)(b)—
a
for “Authority” substitute “
FCA, the PRA
”
, and
b
omit “, the competent authority for the purposes of Part VI”.
3
In subsection (5)—
a
for paragraph (a) substitute—
a
the FCA;
aa
the PRA;
b
omit paragraph (b),
c
in paragraph (d), for “139E” substitute “
166A
”
, and
d
after paragraph (e) insert—
ea
a person who is or has been engaged to provide services to a person mentioned in those paragraphs;
4
In subsection (6)—
a
in paragraph (a), for “the competent authority” substitute “
the FCA
”
,
b
in paragraph (b), for “Authority” substitute “
FCA, the PRA
”
, and
c
omit paragraph (c).
5
In the heading for “Authority” substitute “
FCA, PRA
”
.