SCHEDULES

SCHEDULE 12Amendments of Parts 11 and 23 of FSMA 2000

PART 2Part 23 of FSMA 2000: public record, disclosure of information and co-operation

I118

1

Section 348 (restrictions on disclosure of information) is amended as follows.

2

In subsection (2)(b)—

a

for “Authority” substitute “ FCA, the PRA ”, and

b

omit “, the competent authority for the purposes of Part VI”.

3

In subsection (5)—

a

for paragraph (a) substitute—

a

the FCA;

aa

the PRA;

b

omit paragraph (b),

c

in paragraph (d), for “139E” substitute “ 166A ”, and

d

after paragraph (e) insert—

ea

a person who is or has been engaged to provide services to a person mentioned in those paragraphs;

4

In subsection (6)—

a

in paragraph (a), for “the competent authority” substitute “ the FCA ”,

b

in paragraph (b), for “Authority” substitute “ FCA, the PRA ”, and

c

omit paragraph (c).

5

In the heading for “Authority” substitute “ FCA, PRA ”.