SCHEDULES

SCHEDULE 13Auditors and actuaries

I15

1

Section 343 (information given by auditor or actuary: persons with close links) is amended as follows.

2

In subsection (1)—

a

in paragraph (a), after “authorised person” insert “ or recognised investment exchange, ”, and

b

in paragraph (b), after “authorised person” insert “ or recognised investment exchange ”.

3

In subsection (3)—

a

for “the Authority”, in the first place, substitute “ a regulator ”,

b

after “authorised person” insert “ or recognised investment exchange ”, and

c

for “the Authority”, in the second place, substitute “ that regulator ”.

4

In subsection (4), for “Authority” substitute “ regulator ”.

5

in subsection (7), after “authorised person” insert “ or recognised investment exchange ”.

6

In subsection (8), after “authorised person” insert “ or recognised investment exchange ”.

7

For “the Authority”, in each other place (including the heading), substitute “ a regulator ”.