Financial Services Act 2012

This section has no associated Explanatory Notes

10(1)Section 363 (powers to participate in proceedings: receivership) is amended as follows.U.K.

(2)In subsection (1)(a), after “authorised person” insert “ or recognised investment exchange ”.

(3)In subsections (2) to (5), for “Authority” substitute “ appropriate regulator ”.

(4)After subsection (5) insert—

(6)The appropriate regulator” means—

(a)for the purposes of subsections (2) to (4)—

(i)where the company is a PRA-regulated person, each of the FCA and the PRA, and

(ii)in any other case, the FCA;

(b)for the purposes of subsection (5)—

(i)where the company is a PRA-regulated person, the FCA or the PRA, and

(ii)in any other case, the FCA.

(5)In the heading, for “Authority's powers” substitute “ Powers of FCA and PRA ”.

Commencement Information

I1Sch. 14 para. 10 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.