SCHEDULES

SCHEDULE 14Amendments of Part 24 of FSMA 2000: insolvency

I115

1

Section 368 (winding-up petitions: EEA and Treaty firms) is amended as follows.

2

The existing provision becomes subsection (1).

3

In that subsection—

a

for “The Authority” substitute “ A regulator ”, and

b

after “it” insert “ or the other regulator ”.

4

After that subsection insert—

2

If a regulator receives from the home state regulator of a body falling within subsection (1)(a) or (b) a request to present a petition to the court under section 367 for the winding up of the body, it must—

a

notify the other regulator of the request, and

b

provide the other regulator with such information relating to the request as it thinks fit.