SCHEDULES

SCHEDULE 9Discipline and enforcement

PART 6Notice procedures

I133

1

Section 394 (access to Authority material) is amended as follows.

2

In subsection (1)—

a

in the opening words, for “the Authority” substitute “ a regulator ”, and

b

in paragraph (b), for “, in the opinion of the Authority,” substitute “ , in the regulator's opinion, ”.

3

In subsection (2), for “the Authority”, in both places, substitute “ the regulator giving the notice ”.

4

In subsection (3), for “The Authority” substitute “ The regulator giving the notice ”.

5

In subsection (4)—

a

for “the Authority” substitute “ the regulator giving the notice ”, and

b

for “the Authority's” substitute “the regulator's”.

6

In subsection (5), for “the Authority” substitute “ the regulator giving the notice ”.

7

In subsection (6)—

a

in paragraph (a), for “the Authority” substitute “ the regulator giving the notice ”, and

b

in paragraph (b), for “the Authority in connection with the matter to which the notice to which this section applies” substitute “ the regulator giving the notice in connection with the matter to which that notice ”.

8

In the heading, for “Authority” substitute “ FCA or PRA ”.