Part 1Universal credit

CHAPTER 2Claimant responsibilities

Introductory

13Work-related requirements: introductory

(1)

This Chapter provides for the Secretary of State to impose work-related requirements with which claimants must comply for the purposes of this Part.

(2)

In this Part “work-related requirement” means—

(a)

a work-focused interview requirement (see section 15);

(b)

a work preparation requirement (see section 16);

(c)

a work search requirement (see section 17);

(d)

a work availability requirement (see section 18).

(3)

The work-related requirements which may be imposed on a claimant depend on which of the following groups the claimant falls into—

(a)

no work-related requirements (see section 19);

(b)

work-focused interview requirement only (see section 20);

(c)

work-focused interview and work preparation requirements only (see section 21);

(d)

all work-related requirements (see section 22).

14Claimant commitment

(1)

A claimant commitment is a record of a claimant's responsibilities in relation to an award of universal credit.

(2)

A claimant commitment is to be prepared by the Secretary of State and may be reviewed and updated as the Secretary of State thinks fit.

(3)

A claimant commitment is to be in such form as the Secretary of State thinks fit.

(4)

A claimant commitment is to include—

(a)

a record of the requirements that the claimant must comply with under this Part (or such of them as the Secretary of State considers it appropriate to include),

(b)

any prescribed information, and

(c)

any other information the Secretary of State considers it appropriate to include.

(5)

For the purposes of this Part a claimant accepts a claimant commitment if, and only if, the claimant accepts the most up-to-date version of it in such manner as may be prescribed.

Work-related requirements

15Work-focused interview requirement

(1)

In this Part a “work-focused interview requirement” is a requirement that a claimant participate in one or more work-focused interviews as specified by the Secretary of State.

(2)

A work-focused interview is an interview for prescribed purposes relating to work or work preparation.

(3)

The purposes which may be prescribed under subsection (2) include in particular that of making it more likely in the opinion of the Secretary of State that the claimant will obtain paid work (or more paid work or better-paid work).

(4)

The Secretary of State may specify how, when and where a work-focused interview is to take place.

16Work preparation requirement

(1)

In this Part a “work preparation requirement” is a requirement that a claimant take particular action specified by the Secretary of State for the purpose of making it more likely in the opinion of the Secretary of State that the claimant will obtain paid work (or more paid work or better-paid work).

(2)

The Secretary of State may under subsection (1) specify the time to be devoted to any particular action.

(3)

Action which may be specified under subsection (1) includes in particular—

(a)

attending a skills assessment;

(b)

improving personal presentation;

(c)

participating in training;

(d)

participating in an employment programme;

(e)

undertaking work experience or a work placement;

(f)

developing a business plan;

(g)

any action prescribed for the purpose in subsection (1).

(4)

In the case of a person with limited capability for work, the action which may be specified under subsection (1) includes taking part in a work-focused health-related assessment.

(5)

In subsection (4) “work-focused health-related assessment” means an assessment by a health care professional approved by the Secretary of State which is carried out for the purpose of assessing—

(a)

the extent to which the person's capability for work may be improved by taking steps in relation to their physical or mental condition, and

(b)

such other matters relating to their physical or mental condition and the likelihood of their obtaining or remaining in work or being able to do so as may be prescribed.

(6)

In subsection (5) “health care professional” means—

(a)

a registered medical practitioner,

(b)

a registered nurse,

(c)

an occupational therapist or physiotherapist registered with a regulatory body established by an Order in Council under section 60 of the Health Act 1999, or

(d)

a member of such other profession regulated by a body mentioned in section 25(3) of the National Health Service Reform and Health Care Professions Act 2002 as may be prescribed.

17Work search requirement

(1)

In this Part a “work search requirement” is a requirement that a claimant take—

(a)

all reasonable action, and

(b)

any particular action specified by the Secretary of State,

for the purpose of obtaining paid work (or more paid work or better-paid work).

(2)

The Secretary of State may under subsection (1)(b) specify the time to be devoted to any particular action.

(3)

Action which may be specified under subsection (1)(b) includes in particular—

(a)

carrying out work searches;

(b)

making applications;

(c)

creating and maintaining an online profile;

(d)

registering with an employment agency;

(e)

seeking references;

(f)

any action prescribed for the purpose in subsection (1).

(4)

Regulations may impose limitations on a work search requirement by reference to the work to which it relates; and the Secretary of State may in any particular case specify further such limitations on such a requirement.

(5)

A limitation under subsection (4) may in particular be by reference to—

(a)

work of a particular nature,

(b)

work with a particular level of remuneration,

(c)

work in particular locations, or

(d)

work available for a certain number of hours per week or at particular times,

and may be indefinite or for a particular period.

18Work availability requirement

(1)

In this Part a “work availability requirement” is a requirement that a claimant be available for work.

(2)

For the purposes of this section “available for work” means able and willing immediately to take up paid work (or more paid work or better-paid work).

(3)

Regulations may impose limitations on a work availability requirement by reference to the work to which it relates; and the Secretary of State may in any particular case specify further such limitations on such a requirement.

(4)

A limitation under subsection (3) may in particular be by reference to—

(a)

work of a particular nature,

(b)

work with a particular level of remuneration,

(c)

work in particular locations, or

(d)

work available for a certain number of hours per week or at particular times,

and may be indefinite or for a particular period.

(5)

Regulations may for the purposes of subsection (2) define what is meant by a person being able and willing immediately to take up work.

Application of work-related requirements

19Claimants subject to no work-related requirements

(1)

The Secretary of State may not impose any work-related requirement on a claimant falling within this section.

(2)

A claimant falls within this section if—

(a)

the claimant has limited capability for work and work-related activity,

(b)

the claimant has regular and substantial caring responsibilities for a severely disabled person,

(c)

the claimant is the responsible carer for a child under the age of 1, or

(d)

the claimant is of a prescribed description.

(3)

Regulations under subsection (2)(d) may in particular make provision by reference to one or more of the following—

(a)

hours worked;

(b)

earnings or income;

(c)

the amount of universal credit payable.

(4)

Regulations under subsection (3) may—

(a)

in the case of a claimant who is a member of the couple, make provision by reference to the claimant alone or by reference to the members of the couple together;

(b)

make provision for estimating or calculating any matter for the purpose of the regulations.

(5)

Where a claimant falls within this section, any work-related requirement previously applying to the claimant ceases to have effect.

(6)

In this Part “responsible carer”, in relation to a child means—

(a)

a single person who is responsible for the child, or

(b)

a person who is a member of a couple where—

(i)

the person or the other member of the couple is responsible for the child, and

(ii)

the person has been nominated by the couple jointly as responsible for the child.

20Claimants subject to work-focused interview requirement only

(1)

A claimant falls within this section if—

(a)

the claimant is the responsible carer for a child who is aged at least 1 and is under a prescribed age (which may not be less than 3), or

(b)

the claimant is of a prescribed description.

(2)

The Secretary of State may, subject to this Part, impose a work-focused interview requirement on a claimant falling within this section.

(3)

The Secretary of State may not impose any other work-related requirement on a claimant falling within this section (and, where a claimant falls within this section, any other work-related requirement previously applying to the claimant ceases to have effect).

21Claimants subject to work preparation requirement

(1)

A claimant falls within this section if the claimant does not fall within section 19 or 20 and—

(a)

the claimant has limited capability for work, or

(b)

the claimant is of a prescribed description.

(2)

The Secretary of State may, subject to this Part, impose a work preparation requirement on a claimant falling within this section.

(3)

The Secretary of State may also, subject to this Part, impose a work-focused interview requirement on a claimant falling within this section.

(4)

The Secretary of State may not impose any other work-related requirement on a claimant falling within this section (and, where a claimant falls within this section, any other work-related requirement previously applying to the claimant ceases to have effect).

(5)

Regulations under subsection (1)(b) must prescribe a claimant who is the responsible carer for a child aged 3 or 4 if the claimant does not fall within section 20.

22Claimants subject to all work-related requirements

(1)

A claimant not falling within any of sections 19 to 21 falls within this section.

(2)

The Secretary of State must, except in prescribed circumstances, impose on a claimant falling within this section—

(a)

a work search requirement, and

(b)

a work availability requirement.

(3)

The Secretary of State may, subject to this Part, impose either or both of the following on a claimant falling within this section—

(a)

a work-focused interview requirement;

(b)

a work preparation requirement.

Work-related requirements: supplementary

23Connected requirements

(1)

The Secretary of State may require a claimant to participate in an interview for any purpose relating to—

(a)

the imposition of a work-related requirement on the claimant;

(b)

verifying the claimant's compliance with a work-related requirement;

(c)

assisting the claimant to comply with a work-related requirement.

(2)

The Secretary of State may specify how, when and where such an interview is to take place.

(3)

The Secretary of State may, for the purpose of verifying the claimant's compliance with a work-related requirement, require a claimant to—

(a)

provide to the Secretary of State information and evidence specified by the Secretary of State in a manner so specified;

(b)

confirm compliance in a manner so specified.

(4)

The Secretary of State may require a claimant to report to the Secretary of State any specified changes in their circumstances which are relevant to—

(a)

the imposition of work-related requirements on the claimant;

(b)

the claimant's compliance with a work-related requirement.

24Imposition of requirements

(1)

Regulations may make provision—

(a)

where the Secretary of State may impose a requirement under this Part, as to when the requirement must or must not be imposed;

(b)

where the Secretary of State may specify any action to be taken in relation to a requirement under this Part, as to what action must or must not be specified;

(c)

where the Secretary of State may specify any other matter in relation to a requirement under this Part, as to what must or must not be specified in respect of that matter.

(2)

Where the Secretary of State may impose a work-focused interview requirement, or specify a particular action under section 16(1) or 17(1)(b), the Secretary of State must have regard to such matters as may be prescribed.

(3)

Where the Secretary of State may impose a requirement under this Part, or specify any action to be taken in relation to such a requirement, the Secretary of State may revoke or change what has been imposed or specified.

(4)

Notification of a requirement imposed under this Part (or any change to or revocation of such a requirement) is, if not included in the claimant commitment, to be in such manner as the Secretary of State may determine.

(5)

Regulations must make provision to secure that, in prescribed circumstances, where a claimant has recently been a victim of domestic violence—

(a)

a requirement imposed on that claimant under this Part ceases to have effect for a period of 13 weeks, and

(b)

the Secretary of State may not impose any other requirement under this Part on that claimant during that period.

(6)

For the purposes of subsection (5)—

(a)

“domestic violence” has such meaning as may be prescribed;

(b)

“victim of domestic violence“ means a person on or against whom domestic violence is inflicted or threatened (and regulations under subsection (5) may prescribe circumstances in which a person is to be treated as being or not being a victim of domestic violence);

(c)

a person has recently been a victim of domestic violence if a prescribed period has not expired since the violence was inflicted or threatened.

25Compliance with requirements

Regulations may make provision as to circumstances in which a claimant is to be treated as having—

(a)

complied with or not complied with any requirement imposed under this Part or any aspect of such a requirement, or

(b)

taken or not taken any particular action specified by the Secretary of State in relation to such a requirement.

Reduction of benefit

26Higher-level sanctions

(1)

The amount of an award of universal credit is to be reduced in accordance with this section in the event of a failure by a claimant which is sanctionable under this section.

(2)

It is a failure sanctionable under this section if a claimant falling within section 22—

(a)

fails for no good reason to comply with a requirement imposed by the Secretary of State under a work preparation requirement to undertake a work placement of a prescribed description;

(b)

fails for no good reason to comply with a requirement imposed by the Secretary of State under a work search requirement to apply for a particular vacancy for paid work;

(c)

fails for no good reason to comply with a work availability requirement by not taking up an offer of paid work;

(d)

by reason of misconduct, or voluntarily and for no good reason, ceases paid work or loses pay.

(3)

It is a failure sanctionable under this section if by reason of misconduct, or voluntarily and for no good reason, a claimant falling within section 19 by virtue of subsection (3) of that section ceases paid work or loses pay so as to cease to fall within that section and to fall within section 22 instead.

(4)

It is a failure sanctionable under this section if, at any time before making the claim by reference to which the award is made, the claimant—

(a)

for no good reason failed to take up an offer of paid work, or

(b)

by reason of misconduct, or voluntarily and for no good reason, ceased paid work or lost pay,

and at the time the award is made the claimant falls within section 22.

(5)

For the purposes of subsections (2) to (4) regulations may provide—

(a)

for circumstances in which ceasing to work or losing pay is to be treated as occurring or not occurring by reason of misconduct or voluntarily;

(b)

for loss of pay below a prescribed level to be disregarded.

(6)

Regulations are to provide for—

(a)

the amount of a reduction under this section;

(b)

the period for which such a reduction has effect, not exceeding three years in relation to any failure sanctionable under this section.

(7)

Regulations under subsection (6)(b) may in particular provide for the period of a reduction to depend on either or both of the following—

(a)

the number of failures by the claimant sanctionable under this section;

(b)

the period between such failures.

(8)

Regulations may provide—

(a)

for cases in which no reduction is to be made under this section;

(b)

for a reduction under this section made in relation to an award that is terminated to be applied to any new award made within a prescribed period of the termination;

(c)

for the termination or suspension of a reduction under this section.

27Other sanctions

(1)

The amount of an award of universal credit is to be reduced in accordance with this section in the event of a failure by a claimant which is sanctionable under this section.

(2)

It is a failure sanctionable under this section if a claimant—

(a)

fails for no good reason to comply with a work-related requirement;

(b)

fails for no good reason to comply with a requirement under section 23.

(3)

But a failure by a claimant is not sanctionable under this section if it is also a failure sanctionable under section 26.

(4)

Regulations are to provide for—

(a)

the amount of a reduction under this section, and

(b)

the period for which such a reduction has effect.

(5)

Regulations under subsection (4)(b) may provide that a reduction under this section in relation to any failure is to have effect for—

(a)

a period continuing until the claimant meets a compliance condition specified by the Secretary of State,

(b)

a fixed period not exceeding 26 weeks which is—

(i)

specified in the regulations, or

(ii)

determined in any case by the Secretary of State, or

(c)

a combination of both.

(6)

In subsection (5)(a) “compliance condition” means—

(a)

a condition that the failure ceases, or

(b)

a condition relating to future compliance with a work-related requirement or a requirement under section 23.

(7)

A compliance condition specified under subsection (5)(a) may be—

(a)

revoked or varied by the Secretary of State;

(b)

notified to the claimant in such manner as the Secretary of State may determine.

(8)

A period fixed under subsection (5)(b) may in particular depend on either or both the following—

(a)

the number of failures by the claimant sanctionable under this section;

(b)

the period between such failures.

(9)

Regulations may provide—

(a)

for cases in which no reduction is to be made under this section;

(b)

for a reduction under this section made in relation to an award that is terminated to be applied to any new award made within a prescribed period of the termination;

(c)

for the termination or suspension of a reduction under this section.

28Hardship payments

(1)

Regulations may make provision for the making of additional payments by way of universal credit to a claimant (“hardship payments”) where—

(a)

the amount of the claimant's award is reduced under section 26 or 27, and

(b)

the claimant is or will be in hardship.

(2)

Regulations under this section may in particular make provision as to—

(a)

circumstances in which a claimant is to be treated as being or not being in hardship;

(b)

matters to be taken into account in determining whether a claimant is or will be in hardship;

(c)

requirements or conditions to be met by a claimant in order to receive hardship payments;

(d)

the amount or rate of hardship payments;

(e)

the period for which hardship payments may be made;

(f)

whether hardship payments are recoverable.

Administration

29Delegation and contracting out

(1)

The functions of the Secretary of State under sections 13 to 25 may be exercised by, or by the employees of, such person as the Secretary of State may authorise for the purpose (an “authorised person”).

(2)

An authorisation given by virtue of this section may authorise the exercise of a function—

(a)

wholly or to a limited extent;

(b)

generally or in particular cases or areas;

(c)

unconditionally or subject to conditions.

(3)

An authorisation under this section—

(a)

may specify its duration;

(b)

may be varied or revoked at any time by the Secretary of State;

(c)

does not prevent the Secretary of State or another person from exercising the function to which the authorisation relates.

(4)

Anything done or omitted to be done by or in relation to an authorised person (or an employee of that person) in, or in connection with, the exercise or purported exercise of the function concerned is to be treated for all purposes as done or omitted to be done by or in relation to the Secretary of State or (as the case may be) an officer of the Secretary of State.

(5)

Subsection (4) does not apply—

(a)

for the purposes of so much of any contract made between the authorised person and the Secretary of State as relates to the exercise of the function, or

(b)

for the purposes of any criminal proceedings brought in respect of anything done or omitted to be done by the authorised person (or an employee of that person).

(6)

Where—

(a)

the authorisation of an authorised person is revoked, and

(b)

at the time of the revocation so much of any contract made between the authorised person and the Secretary of State as relates to the exercise of the function is subsisting,

the authorised person is entitled to treat the contract as repudiated by the Secretary of State (and not as frustrated by reason of the revocation).